We are live on ! Find out more
PCM

Pentwater Capital Management Portfolio holdings

AUM $19.3B
1-Year Est. Return 58.13%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+58.13%
3 Year Est. Return
+179.76%
5 Year Est. Return
+629.27%
10 Year Est. Return
+5,046.05%
AUM
$9.84B
AUM Growth
-$2.28B
Cap. Flow
-$2.08B
Cap. Flow %
-21.12%
Top 10 Hldgs %
57.61%
Holding
370
New
68
Increased
62
Reduced
62
Closed
140

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$293M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$273M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$250M
4
FIVN icon
FIVE9
FIVN
+$227M
5
INFO
IHS Markit Ltd. Common Shares
INFO
+$181M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$1.18B
2
ALXN
Alexion Pharmaceuticals
ALXN
+$906M
3
WORK
Slack Technologies, Inc.
WORK
+$861M
4
PFPT
Proofpoint, Inc.
PFPT
+$438M
5
PRAH
PRA Health Sciences, Inc.
PRAH
+$205M

Sector Composition

Rank Sector Weight
1 Technology 13.73%
2 Healthcare 12.3%
3 Communication Services 11.97%
4 Industrials 9.76%
5 Consumer Discretionary 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSI
301
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
– –
-100,000
Closed -$961K
KSICW
302
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
– –
-50,000
Closed -$38K
PTOC
303
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-474,993
Closed -$4.6M
PTOCW
304
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
– –
-158,331
Closed -$133K
HERAU
305
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-25,000
Closed -$251K
FTEV
306
DELISTED
FinTech Evolution Acquisition Group
FTEV
– –
-99,993
Closed -$964K
FTEV.U
307
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
– –
-50,007
Closed -$499K
FTAAU
308
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-25,000
Closed -$255K
SCOBU
309
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-50,000
Closed -$497K
ASAX
310
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
– –
-100,000
Closed -$966K
ASAXW
311
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
– –
-50,000
Closed -$33K
FACA.U
312
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
– –
-25,000
Closed -$259K
SPTK
313
DELISTED
SportsTek Acquisition Corp. Class A Common Stock
SPTK
– –
-50,000
Closed -$481K
SPTKW
314
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
– –
-25,000
Closed -$19K
FTEV.WS
315
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
– –
-33,331
Closed -$33K
AGAC.WS
316
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
– –
-75,000
Closed -$47K
AFAQU
317
DELISTED
AF Acquisition Corp Units
AFAQU
– –
-100,000
Closed -$994K
AGCB
318
DELISTED
Altimeter Growth Corp 2
AGCB
– –
-17,500
Closed -$179K
AAQC
319
DELISTED
Accelerate Acquisition Corp
AAQC
– –
-99,993
Closed -$969K
GTPBU
320
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
– –
-25,000
Closed -$258K
JOFFU
321
DELISTED
JOFF Fintech Acquisition Corp. Unit
JOFFU
– –
-50,000
Closed -$500K
REVHU
322
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
– –
-50,000
Closed -$504K
NDACU
323
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
– –
-25,000
Closed -$252K
AUS.U
324
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-20,000
Closed -$207K
ASZ.U
325
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
– –
-50,000
Closed -$504K
11 12
13
14 15

Similar funds

CS
Candriam SCA Strassen, Luxembourg, Luxembourg $19.3B AUM 39.18% 1-Year Est. Return
A
AustralianSuper Melbourne, Australia $19.2B AUM 31.95% 1-Year Est. Return
LF
Lansforsakringar Fondforvaltning Stockholm, Sweden $19.1B AUM 26.9% 1-Year Est. Return
Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Pentwater Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pentwater Capital Management held 370 positions worth $9.84B, down 19% from $12.1B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Pentwater Capital Management withdrew a net $2.08B in Q3 2021, closing 140 positions and reducing 62 holdings. Its most notable exit was Maxim Integrated Products, an estimated $1.18B position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 20% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pentwater Capital Management opened a new position in HILL-ROM HOLDINGS, INC. worth $278M.

  • Pentwater Capital Management's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 1,850,000 shares worth $278M.
  • Pentwater Capital Management added most to Nuance Communications, Inc. in Q3 2021, an estimated $293M increase.
  • Pentwater Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Common Stock, cutting an estimated $131M.
  • Pentwater Capital Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $1.18B.
  • Pentwater Capital Management's ten largest holdings make up 58% of its $9.84B portfolio in Q3 2021.
  • Pentwater Capital Management opened 68 new positions and closed 140 in Q3 2021.
  • Pentwater Capital Management's portfolio value fell 19% quarter-over-quarter to $9.84B.

Based on Pentwater Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.