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Pentwater Capital Management Portfolio holdings

AUM $19.3B
1-Year Est. Return 58.13%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+58.13%
3 Year Est. Return
+179.76%
5 Year Est. Return
+629.27%
10 Year Est. Return
+5,046.05%
AUM
$9.84B
AUM Growth
-$2.28B
Cap. Flow
-$2.08B
Cap. Flow %
-21.12%
Top 10 Hldgs %
57.61%
Holding
370
New
68
Increased
62
Reduced
62
Closed
140

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$293M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$273M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$250M
4
FIVN icon
FIVE9
FIVN
+$227M
5
INFO
IHS Markit Ltd. Common Shares
INFO
+$181M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$1.18B
2
ALXN
Alexion Pharmaceuticals
ALXN
+$906M
3
WORK
Slack Technologies, Inc.
WORK
+$861M
4
PFPT
Proofpoint, Inc.
PFPT
+$438M
5
PRAH
PRA Health Sciences, Inc.
PRAH
+$205M

Sector Composition

Rank Sector Weight
1 Technology 13.73%
2 Healthcare 12.3%
3 Communication Services 11.97%
4 Industrials 9.76%
5 Consumer Discretionary 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTW icon
276
Willis Towers Watson
WTW
$32B
– –
-39,732
Closed -$9.14M
WTW icon
277
PUT
Willis Towers Watson
WTW
$32B
– –
-170,000
Closed -$39.1M
NEUE
278
DELISTED
NeueHealth
NEUE
– –
-563
Closed -$772K
ABVEW
279
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
– –
-49,998
Closed -$35K
EQC
280
DELISTED
Equity Commonwealth
EQC
– –
-67,000
Closed -$1.75M
JWSM.U
281
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-50,000
Closed -$503K
NBSTW
282
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
– –
-50,000
Closed -$38K
NBST
283
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
– –
-100,000
Closed -$964K
KRNLU
284
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
– –
-45,000
Closed -$460K
HOLI
285
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-371,000
Closed -$5.53M
QDRO
286
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
– –
-99,993
Closed -$965K
QDROW
287
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
– –
-33,331
Closed -$30K
VAQC
288
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
– –
-100,000
Closed -$993K
BYTSU
289
DELISTED
BYTE Acquisition Corp. Units
BYTSU
– –
-100,000
Closed -$1.02M
FRXB.U
290
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
– –
-100,000
Closed -$1M
PRPC.U
291
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-40,000
Closed -$400K
AGAC
292
DELISTED
African Gold Acquisition Corp
AGAC
– –
-100,000
Closed -$965K
IRNT
293
DELISTED
IronNet, Inc.
IRNT
– –
-25,000
Closed -$250K
TLGA.U
294
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
– –
-100,000
Closed -$992K
PMGMU
295
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-40,000
Closed -$398K
ALTIW
296
DELISTED
AlTi Global Inc Warrant
ALTIW
– –
-33,333
Closed -$28K
ML
297
DELISTED
MoneyLion Inc.
ML
– –
-6,290
Closed -$1.88M
TIG
298
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
– –
-29,000
Closed -$437K
DCT
299
PUT
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-37,500
Closed -$1.63M
DGNU
300
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-35,000
Closed -$350K
10 11
12
13 14

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Pentwater Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Pentwater Capital Management held 370 positions worth $9.84B, down 19% from $12.1B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Pentwater Capital Management withdrew a net $2.08B in Q3 2021, closing 140 positions and reducing 62 holdings. Its most notable exit was Maxim Integrated Products, an estimated $1.18B position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 20% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pentwater Capital Management opened a new position in HILL-ROM HOLDINGS, INC. worth $278M.

  • Pentwater Capital Management's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 1,850,000 shares worth $278M.
  • Pentwater Capital Management added most to Nuance Communications, Inc. in Q3 2021, an estimated $293M increase.
  • Pentwater Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Common Stock, cutting an estimated $131M.
  • Pentwater Capital Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $1.18B.
  • Pentwater Capital Management's ten largest holdings make up 58% of its $9.84B portfolio in Q3 2021.
  • Pentwater Capital Management opened 68 new positions and closed 140 in Q3 2021.
  • Pentwater Capital Management's portfolio value fell 19% quarter-over-quarter to $9.84B.

Based on Pentwater Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.