We are live on ! Find out more
PMLI

Penn Mutual Life Insurance Portfolio holdings

AUM $125M
1-Year Est. Return 9.1%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
-9.1%
3 Year Est. Return
-1.64%
5 Year Est. Return
-21.53%
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$1.4M
Cap. Flow
-$5.88M
Cap. Flow %
-4.29%
Top 10 Hldgs %
70.8%
Holding
29
New
3
Increased
5
Reduced
5
Closed
3

Top Buys

Rank Stock Value
1
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$5.62M
2
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$2.9M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.97M
4
CMO
Capstead Mortgage Corp.
CMO
+$1.89M
5
GKOS icon
Glaukos
GKOS
+$728K

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$5.75M
2
AGNC icon
AGNC Investment
AGNC
+$3.08M
3
NLY icon
Annaly Capital Management
NLY
+$3.02M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$2.65M
5
ARR
Armour Residential REIT
ARR
+$2.31M

Sector Composition

Rank Sector Weight
1 Real Estate 43.87%
2 Financials 5.77%
3 Healthcare 0.47%
4 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOI
26
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$394K 0.29%
26,000
– –
BBN icon
27
BlackRock Taxable Municipal Bond Trust
BBN
$986M
– –
-109,000
Closed -$2.65M
CLNY
28
DELISTED
Colony Capital, Inc.
CLNY
– –
-102,000
Closed -$1.57M
HTS
29
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-351,000
Closed -$5.75M
1
2

Similar funds

DDC
Daniel Devine & Co Parkland, Florida $125M AUM 14.12% 1-Year Est. Return
KFA
Kabarec Financial Advisors Palatine, Illinois $131M AUM
FAM
Foundation Asset Management White Plains, New York $116M AUM 31.02% 1-Year Est. Return
MFP
Mosaic Financial Partners San Francisco, California $152M AUM 1.45% 1-Year Est. Return
MGA
MatlinPatterson Global Advisers New York $163M AUM 32.35% 1-Year Est. Return
MAI
Marble Arch Investments New York $82.3M AUM 31.35% 1-Year Est. Return
XGI
XL Group Investments Hamilton, Bermuda $169M AUM 13.59% 1-Year Est. Return
ACM
Altalis Capital Management New York $79.7M AUM 1.72% 1-Year Est. Return

Penn Mutual Life Insurance's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Mutual Life Insurance held 29 positions worth $137M, down 1% from $138M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Penn Mutual Life Insurance withdrew a net $5.88M in Q3 2016, closing 3 positions and reducing 5 holdings. Its most notable exit was HATTERAS FINANCIAL CORP, an estimated $5.75M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 44% of assets, down from 47% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Penn Mutual Life Insurance opened a new position in BlackRock Resources & Commodities Strategy Trust worth $2.96M.

  • Penn Mutual Life Insurance's largest Q3 2016 buy was BlackRock Resources & Commodities Strategy Trust: 363,000 shares worth $2.96M.
  • Penn Mutual Life Insurance added most to Morgan Stanley Emerging Markets Domestic Debt Fund in Q3 2016, an estimated $5.62M increase.
  • Penn Mutual Life Insurance's biggest Q3 2016 reduction was AGNC Investment, cutting an estimated $3.08M.
  • Penn Mutual Life Insurance fully exited HATTERAS FINANCIAL CORP in Q3 2016, selling an estimated $5.75M.
  • Penn Mutual Life Insurance's ten largest holdings make up 71% of its $137M portfolio in Q3 2016.
  • Penn Mutual Life Insurance opened 3 new positions and closed 3 in Q3 2016.
  • Penn Mutual Life Insurance's portfolio value fell 1% quarter-over-quarter to $137M.

Based on Penn Mutual Life Insurance's 13F filing for Q3 2016, filed 9 Nov 2016.