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PMAM

Penn Mutual Asset Management Portfolio holdings

AUM $19.5M
1-Year Est. Return 3.07%
This Fund
S&P 500
This Quarter Est. Return
+12.32%
1 Year Est. Return
+3.07%
3 Year Est. Return
+28.69%
5 Year Est. Return
+16.53%
10 Year Est. Return
–
AUM
$89.6M
AUM Growth
+$13.2M
Cap. Flow
-$3.32M
Cap. Flow %
-3.71%
Top 10 Hldgs %
45.63%
Holding
77
New
14
Increased
8
Reduced
5
Closed
16

Top Buys

Rank Stock Value
1
SPOK icon
Spok Holdings
SPOK
+$3.26M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.31M
3
APAM icon
Artisan Partners
APAM
+$1.46M
4
AGX icon
Argan
AGX
+$1.33M
5
EPM icon
Evolution Petroleum
EPM
+$1.32M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$2.63M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.03M
3
NLY icon
Annaly Capital Management
NLY
+$1.52M
4
FBRT
Franklin BSP Realty Trust
FBRT
+$669K
5
WBD icon
Warner Bros
WBD
+$397K

Sector Composition

Rank Sector Weight
1 Real Estate 14.67%
2 Energy 10.44%
3 Healthcare 9.8%
4 Technology 7.62%
5 Materials 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
51
PGIM Global High Yield Fund
GHY
$483M
$143K 0.16%
13,152
– –
BWXT icon
52
BWX Technologies
BWXT
$15.6B
– –
-7,305
Closed -$368K
CCJ icon
53
Cameco
CCJ
$42.4B
– –
-13,115
Closed -$348K
CVGW
54
DELISTED
Calavo Growers
CVGW
– –
-9,200
Closed -$292K
DINO icon
55
HF Sinclair
DINO
$14.5B
– –
-3,925
Closed -$211K
ETNB
56
DELISTED
89bio
ETNB
– –
-10,292
Closed -$60K
NLY icon
57
Annaly Capital Management
NLY
$17.4B
– –
-88,436
Closed -$1.52M
PCVX icon
58
Vaxcyte
PCVX
$8.64B
– –
-15,585
Closed -$374K
RITM icon
59
Rithm Capital
RITM
$5.69B
– –
-359,900
Closed -$2.63M
SU icon
60
Suncor Energy
SU
$70.3B
– –
-9,950
Closed -$280K
UNM icon
61
Unum
UNM
$14.3B
– –
-9,595
Closed -$372K
WBD icon
62
Warner Bros
WBD
$67.1B
– –
-34,520
Closed -$397K
TECX
63
Tectonic Therapeutic
TECX
$606M
– –
-3,109
Closed -$24K
PARAP
64
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
– –
-9,330
Closed -$288K
MIXT
65
DELISTED
MIX TELEMATICS LIMITED
MIXT
– –
-42,410
Closed -$322K
JPS
66
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-309,650
Closed -$2.03M
ELAT
67
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-11,800
Closed -$247K
1 2
3

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HIM
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QC
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BC
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AE
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BCPE
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CP
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Penn Mutual Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Penn Mutual Asset Management held 77 positions worth $89.6M, up 17% from $76.4M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Penn Mutual Asset Management withdrew a net $3.32M in Q4 2022, closing 16 positions and reducing 5 holdings. Its most notable exit was Rithm Capital, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, down from 20% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Penn Mutual Asset Management opened a new position in Spok Holdings worth $3.29M.

  • Penn Mutual Asset Management's largest Q4 2022 buy was Spok Holdings: 401,260 shares worth $3.29M.
  • Penn Mutual Asset Management added most to Argan in Q4 2022, an estimated $1.33M increase.
  • Penn Mutual Asset Management's biggest Q4 2022 reduction was Franklin BSP Realty Trust, cutting an estimated $669K.
  • Penn Mutual Asset Management fully exited Rithm Capital in Q4 2022, selling an estimated $2.63M.
  • Penn Mutual Asset Management's ten largest holdings make up 46% of its $89.6M portfolio in Q4 2022.
  • Penn Mutual Asset Management opened 14 new positions and closed 16 in Q4 2022.
  • Penn Mutual Asset Management's portfolio value rose 17% quarter-over-quarter to $89.6M.

Based on Penn Mutual Asset Management's 13F filing for Q4 2022, filed 13 Feb 2023.