PI

PEAK6 Investments Portfolio holdings

AUM $2B
1-Year Return 1.52%
This Quarter Return
+0.51%
1 Year Return
+1.52%
3 Year Return
+0.02%
5 Year Return
+6.36%
10 Year Return
–
AUM
$3.74B
AUM Growth
-$111M
Cap. Flow
-$341M
Cap. Flow %
-9.13%
Top 10 Hldgs %
12.42%
Holding
2,894
New
798
Increased
420
Reduced
469
Closed
532

Top Buys

1
TDOC icon
Teladoc Health
TDOC
+$42.6M
2
CRM icon
Salesforce
CRM
+$35.7M
3
LRCX icon
Lam Research
LRCX
+$35.1M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$33.6M
5
CAT icon
Caterpillar
CAT
+$33.3M

Top Sells

1
NVDA icon
NVIDIA
NVDA
+$79M
2
NSTC.U
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
+$29.9M
3
NSTD.U
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
+$29.8M
4
CVIIU
Churchill Capital Corp VII Units
CVIIU
+$28.7M
5
ZS icon
Zscaler
ZS
+$28M

Sector Composition

1 Consumer Discretionary 18.91%
2 Technology 18.15%
3 Financials 16.87%
4 Communication Services 8.08%
5 Healthcare 8.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WIFI
1826
DELISTED
Boingo Wireless, Inc.
WIFI
– –
0
– –
CMD
1827
DELISTED
Cantel Medical Corporation
CMD
– –
-1,507
Closed -$120K
FLIR
1828
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-26,795
Closed -$1.51M
NBLX
1829
DELISTED
Noble Midstream Partners LP
NBLX
– –
-18,122
Closed -$263K
GIK.WS
1830
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-148,484
Closed -$316K
PRSP
1831
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-29,694
Closed -$863K
GLUU
1832
DELISTED
Glu Mobile Inc.
GLUU
– –
-13,498
Closed -$168K
MIK
1833
DELISTED
Michaels Stores, Inc
MIK
– –
-12,886
Closed -$283K
SQM.RT
1834
DELISTED
Sociedad Quimica y Minera de Chile S.A. Rights (expires April 19, 2021)
SQM.RT
– –
-14,566
Closed -$45K
PS
1835
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-33,776
Closed -$755K
CGROW
1836
DELISTED
Collective Growth Corporation Warrant
CGROW
– –
-25,000
Closed -$55K
DZSI
1837
DELISTED
DZS Inc. Common Stock
DZSI
– –
0
– –
HZNP
1838
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-9,114
Closed -$839K
DISCA
1839
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-43,226
Closed -$1.88M
FBC
1840
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-159,297
Closed -$7.18M
HIBB
1841
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
0
– –
NRACU
1842
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-200,010
Closed -$1.98M
FSNB.U
1843
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-250,000
Closed -$2.48M
UBA
1844
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-11,590
Closed -$193K
YELL
1845
DELISTED
Yellow Corporation Common Stock
YELL
– –
0
– –
AGAC.U
1846
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
– –
-175,000
Closed -$1.73M
PICC.U
1847
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
– –
-100,000
Closed -$1M
CHAA.U
1848
DELISTED
Catcha Investment Corp Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
CHAA.U
– –
-300,100
Closed -$2.99M
WLL
1849
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
BBL
1850
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-125
Closed -$7K
72 73
74
75 76