PI

PEAK6 Investments Portfolio holdings

AUM $2B
1-Year Return 1.52%
This Quarter Return
+0.51%
1 Year Return
+1.52%
3 Year Return
+0.02%
5 Year Return
+6.36%
10 Year Return
–
AUM
$3.74B
AUM Growth
-$111M
Cap. Flow
-$341M
Cap. Flow %
-9.13%
Top 10 Hldgs %
12.42%
Holding
2,894
New
798
Increased
420
Reduced
469
Closed
532

Top Buys

1
TDOC icon
Teladoc Health
TDOC
+$42.6M
2
CRM icon
Salesforce
CRM
+$35.7M
3
LRCX icon
Lam Research
LRCX
+$35.1M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$33.6M
5
CAT icon
Caterpillar
CAT
+$33.3M

Top Sells

1
NVDA icon
NVIDIA
NVDA
+$79M
2
NSTC.U
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
+$29.9M
3
NSTD.U
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
+$29.8M
4
CVIIU
Churchill Capital Corp VII Units
CVIIU
+$28.7M
5
ZS icon
Zscaler
ZS
+$28M

Sector Composition

1 Consumer Discretionary 18.91%
2 Technology 18.15%
3 Financials 16.87%
4 Communication Services 8.08%
5 Healthcare 8.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDLA
1801
DELISTED
Medallia, Inc.
MDLA
– –
0
– –
RPAI
1802
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
0
– –
KURIU
1803
DELISTED
Alkuri Global Acquisition Corp. Unit
KURIU
– –
-300,000
Closed -$2.96M
CSOD
1804
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-599
Closed -$26K
LCIDW
1805
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-7,500
Closed -$83K
LDL
1806
DELISTED
Lydall, Inc.
LDL
– –
-5,380
Closed -$182K
SPFR.WS
1807
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
– –
-17,500
Closed -$34K
VSTO
1808
DELISTED
Vista Outdoor Inc.
VSTO
– –
-23,889
Closed -$766K
QDROU
1809
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-62,480
Closed -$621K
QELL
1810
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
-1,395
Closed -$14K
CORE
1811
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
0
– –
PFPT
1812
DELISTED
Proofpoint, Inc.
PFPT
– –
0
– –
QTS
1813
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
0
– –
SAIIW
1814
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
– –
-50,000
Closed -$78K
PDAC
1815
DELISTED
Peridot Acquisition Corp.
PDAC
– –
0
– –
LMNX
1816
DELISTED
Luminex Corp
LMNX
– –
-15,709
Closed -$501K
FCACW
1817
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
-96,100
Closed -$148K
PRAH
1818
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-11,008
Closed -$1.69M
TBA
1819
DELISTED
Thoma Bravo Advantage
TBA
– –
-914
Closed -$10K
FTOCW
1820
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-50,000
Closed -$106K
CATM
1821
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-7,500
Closed -$291K
STAY
1822
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-67,239
Closed -$1.33M
LEAF
1823
DELISTED
Leaf Group Ltd.
LEAF
– –
-762,082
Closed -$4.92M
THBR
1824
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
0
– –
CTB
1825
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-7,518
Closed -$421K
71 72
73
74 75