PEAK6 Investments Portfolio holdings

AUM $2B

2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3

This Quarter Return

+0.51%

1 Year Return

+1.52%

3 Year Return

+0.02%

5 Year Return

+6.36%

10 Year Return

–

AUM

$3.74B

AUM Growth

+$3.74B (-2.9%)

Cap. Flow

-$313M

Cap. Flow % of AUM

-8.36%

Top 10 Holdings % Top 10 Hldgs %

12.42%

Holding

2,894

New

800

Increased

421

Reduced

470

Closed

534

Top Buys

1	Teladoc Health TDOC	$42.6M
2	Salesforce CRM	$35.7M
3	Lam Research LRCX	$35.1M
4	SPDR S&P 500 ETF Trust SPY	$33.6M
5	Caterpillar CAT	$33.3M

Top Sells

1	NVIDIA NVDA	$79M
2	NSTC.U Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant NSTC.U	$29.9M
3	NSTD.U Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant NSTD.U	$29.8M
4	CVIIU Churchill Capital Corp VII Units CVIIU	$28.7M
5	Zscaler ZS	$28M

Sector Composition

1	Consumer Discretionary	18.91%
2	Technology	18.15%
3	Financials	16.87%
4	Communication Services	8.08%
5	Healthcare	8.08%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
76	76 Brinker International EAT $6.94B	$10.5M	0.02%	169,617 -59,175	-26%	-$3.66M
77	USCR 77 DELISTED U S Concrete, Inc. USCR	$10.5M	0.02%	141,946 +125,212	+748%	+$9.24M
78	78 Nike NKE $114B	$10.2M	0.02%	66,243 +23,932	+57%	+$3.7M
79	79 PENN Entertainment PENN $2.95B	$10M	0.02%	131,368 +58,059	+79%	+$4.44M
80	80 VanEck Oil Services ETF OIH $886M	$10M	0.02%	+45,720	New	+$10M
81	PACX 81 DELISTED Pioneer Merger Corp. Class A Ordinary Share PACX	$9.92M	0.02%	+1,001,420	New	+$9.92M
82	COUP 82 DELISTED Coupa Software Incorporated COUP	$9.79M	0.02%	37,336 +1,880	+5%	+$493K
83	83 Capital One COF $145B	$9.76M	0.02%	63,096 -36,697	-37%	-$5.68M
84	84 FTAI Aviation FTAI $15.8B	$9.57M	0.02%	285,202 +114,362	+67%	+$3.84M
85	85 Aon AON $79.1B	$9.49M	0.02%	39,735 +20,667	+108%	+$4.93M
86	86 New Oriental EDU $7.85B	$9.49M	0.02%	1,158,310 +586,460	+103%	+$4.8M
87	87 Alibaba BABA $322B	$9.48M	0.02%	+41,797	New	+$9.48M
88	88 Suncor Energy SU $50.1B	$9.48M	0.02%	395,420 +344,340	+674%	+$8.25M
89	89 DraftKings DKNG $23.8B	$9.47M	0.02%	181,600 +112,548	+163%	+$5.87M
90	90 Moderna MRNA $9.37B	$9.47M	0.02%	40,298 -14,850	-27%	-$3.49M
91	91 United Parks & Resorts PRKS $2.89B	$9.38M	0.02%	187,744 +68,346	+57%	+$3.41M
92	LOGC 92 DELISTED ContextLogic LOGC	$9.37M	0.02%	711,567 +619,738	+675%	+$8.16M
93	X 93 DELISTED US Steel X	$9.37M	0.02%	390,349 +187,798	+93%	+$4.51M
94	94 Occidental Petroleum OXY $46.9B	$9.21M	0.02%	294,403 +282,445	+2,362%	+$8.83M
95	95 Cleveland-Cliffs CLF $5.32B	$9.17M	0.02%	425,299 +176,353	+71%	+$3.8M
96	96 Intel INTC $107B	$9.06M	0.02%	161,442 +9,694	+6%	+$544K
97	97 US Foods USFD $17.5B	$9.03M	0.02%	235,515 +82,797	+54%	+$3.18M
98	98 Virgin Galactic SPCE $179M	$8.77M	0.02%	190,748 +176,704	+1,258%	+$8.13M
99	99 Mohawk Industries MHK $8.24B	$8.56M	0.02%	44,555 -28,098	-39%	-$5.4M
100	100 Murphy Oil MUR $3.55B	$8.5M	0.02%	365,251 +232,387	+175%	+$5.41M