PEAK6 Group’s NatWest NWG Stock Holding History

PEAK6 Group’s Portfolio NWG Stock Details NWG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-15,063	Closed	-$124K	–	5047
2017 Q4	$124K	Buy	15,063 +4,784	+47%	+$38.2K	﹤0.01%	3440
2017 Q3	$81K	Buy	+10,279	New	+$74.6K	﹤0.01%	3854
2017 Q2	–	Sell	-1,408	Closed	-$9.84K	–	5136
2017 Q1	$9K	Sell	1,408 -19,733	-93%	-$124K	﹤0.01%	4136
2016 Q4	$126K	Sell	21,141 -24,164	-53%	-$130K	0.01%	3709
2016 Q3	$227K	Buy	45,305 +33,281	+277%	+$178K	0.01%	3048
2016 Q2	$61K	Buy	+12,024	New	+$84.3K	﹤0.01%	3792
2016 Q1	–	Sell	-1,236	Closed	-$9.37K	–	5225
2015 Q4	$12K	Sell	1,236 -17,921	-94%	-$182K	﹤0.01%	4562
2015 Q3	$197K	Buy	+19,157	New	+$215K	0.01%	3757
2015 Q2	–	Sell	-337,888	Closed	-$3.93M	–	5700
2015 Q1	$3.67M	Buy	337,888 +170,167	+101%	+$2.06M	0.16%	865
2014 Q4	$2.19M	Buy	167,721 +73,051	+77%	+$935K	0.08%	1249
2014 Q3	$1.22M	Buy	94,670 +76,851	+431%	+$955K	0.03%	1654
2014 Q2	$217K	Buy	17,819 +4,165	+31%	+$49K	0.01%	3132
2014 Q1	$153K	Sell	13,654 -13,172	-49%	-$158K	﹤0.01%	3633
2013 Q4	$327K	Sell	26,826 -8,046	-23%	-$96.4K	0.01%	3068
2013 Q3	$218K	Buy	34,872 +22,177	+175%	+$248K	0.01%	3618
2013 Q2	$115	Buy	+12,695	New	+$128K	﹤0.01%	4032

Other funds holding NWG

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LMR Partners London, United Kingdom $10.9B AUM 60.68% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return