PFO

Pathstone Family Office Portfolio holdings

AUM $12.8B
1-Year Return 21.1%
This Quarter Return
+9.57%
1 Year Return
+21.1%
3 Year Return
+39.33%
5 Year Return
+59.76%
10 Year Return
+223.2%
AUM
$23.1M
AUM Growth
-$63M
Cap. Flow
-$64.8M
Cap. Flow %
-280.63%
Top 10 Hldgs %
59%
Holding
497
New
120
Increased
17
Reduced
66
Closed
190

Top Buys

1
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$200K
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$177K
3
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
$152K
4
IIM icon
Invesco Value Municipal Income Trust
IIM
$138K
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$138K

Top Sells

1
CLP
COLONIAL PROPERTIES TRUST
CLP
$57.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.33M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$431K
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$342K
5
RF icon
Regions Financial
RF
$285K

Sector Composition

1 Healthcare 28.77%
2 Technology 7.93%
3 Materials 7.27%
4 Industrials 4.01%
5 Energy 2.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLY icon
301
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
-1,677
Closed -$95K
XYL icon
302
Xylem
XYL
$34.5B
– –
-1,360
Closed -$37K
GAP
303
The Gap, Inc.
GAP
$8.88B
$0 ﹤0.01%
1
-345
-100% –
FLG
304
Flagstar Financial, Inc.
FLG
$5.38B
– –
-1,000
Closed -$42K
PDCO
305
DELISTED
Patterson Companies, Inc.
PDCO
– –
-465
Closed -$17K
MRO
306
DELISTED
Marathon Oil Corporation
MRO
– –
-2,000
Closed -$69K
SAVE
307
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-107
Closed -$3K
CTR
308
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-1,500
Closed -$180K
MTBL
309
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
47
– –
NIQ
310
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-2,000
Closed -$25K
AUY
311
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
70
– –
CAJ
312
DELISTED
Canon, Inc.
CAJ
– –
-27
Closed -$1K
CERN
313
DELISTED
Cerner Corp
CERN
– –
-80
Closed -$4K
RDS.A
314
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-22
Closed -$1K
PCI
315
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,500
Closed -$34K
ALXN
316
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-23
Closed -$2K
WPX
317
DELISTED
WPX Energy, Inc.
WPX
– –
-2,463
Closed -$47K
GPOR
318
DELISTED
Gulfport Energy Corp.
GPOR
– –
-200
Closed -$9K
SODA
319
DELISTED
SodaStream International Ltd
SODA
– –
-150
Closed -$11K
EGN
320
DELISTED
Energen
EGN
– –
-1,000
Closed -$52K
BWP
321
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-1,000
Closed -$30K
DBV
322
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
– –
-912
Closed -$23K
POT
323
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-21
Closed -$1K
CIE
324
DELISTED
Cobalt International Energy, Inc
CIE
– –
-8
Closed -$3K
TPLM
325
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-1,800
Closed -$13K
11 12
13
14 15