Paragon Associates & Paragon Associates II Joint Venture’s Heritage Commerce HTBK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-100,000	Closed	-$1.05M	–	16
2016 Q2	$1.05M	Hold	100,000	–	–	1.03%	17
2016 Q1	$1M	Hold	100,000	–	–	0.84%	14
2015 Q4	$1.2M	Buy	100,000 +40,000	+67%	+$478K	1.02%	14
2015 Q3	$680K	Buy	60,000 +10,000	+20%	+$113K	0.73%	16
2015 Q2	$481K	Buy	+50,000	New	+$481K	0.42%	18