Paloma Partners’s ePlus PLUS Stock Holding History

Paloma Partners’s Portfolio PLUS Stock Details PLUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-5,547	Closed	-$299K	–	2145
2021 Q4	$299K	Buy	+5,547	New	+$306K	0.01%	1400
2021 Q3	–	Sell	-7,694	Closed	-$333K	–	1727
2021 Q2	$333K	Buy	7,694 +3,246	+73%	+$155K	0.01%	1252
2021 Q1	$222K	Buy	+4,448	New	+$211K	0.01%	1699
2020 Q1	–	Sell	-12,284	Closed	-$517K	–	1885
2019 Q4	$517K	Sell	12,284 -2,594	-17%	-$106K	0.01%	1385
2019 Q3	$566K	Buy	14,878 +8,864	+147%	+$342K	0.02%	1077
2019 Q2	$207K	Buy	+6,014	New	+$250K	0.01%	1526
2018 Q4	–	Sell	-5,200	Closed	-$241K	–	1685
2018 Q3	$241K	Sell	5,200 -3,874	-43%	-$193K	0.01%	1320
2018 Q2	$427K	Buy	9,074 +3,530	+64%	+$154K	0.01%	1102
2018 Q1	$216K	Sell	5,544 -1,234	-18%	-$47.6K	0.01%	1770
2017 Q4	$255K	Buy	+6,778	New	+$286K	0.01%	1616
2016 Q3	–	Sell	-11,248	Closed	-$230K	–	2070
2016 Q2	$230K	Buy	+11,248	New	+$234K	0.01%	1891

Other funds holding PLUS

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.82B AUM 7.52% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Geneva Capital Management Milwaukee, Wisconsin $4.71B AUM 6.32% 1-Year Est. Return

WCM Investment Management

WCM Investment Management Laguna Beach, California $43.8B AUM 42.28% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AltraVue Capital Bellevue, Washington $1.16B AUM 46.45% 1-Year Est. Return

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return