Paloma Partners’s Piper Sandler PIPR Stock Holding History

Paloma Partners’s Portfolio PIPR Stock Details PIPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-10,940	Closed	-$359K	–	1641
2022 Q1	$359K	Buy	+10,940	New	+$403K	0.03%	1032
2021 Q2	–	Sell	-15,204	Closed	-$417K	–	2169
2021 Q1	$417K	Buy	+15,204	New	+$403K	0.01%	1259
2020 Q4	–	Sell	-15,784	Closed	-$288K	–	2102
2020 Q3	$288K	Buy	+15,784	New	+$269K	0.01%	1510
2019 Q3	–	Sell	-26,400	Closed	-$490K	–	2217
2019 Q2	$490K	Buy	+26,400	New	+$499K	0.01%	1055
2019 Q1	–	Sell	-15,600	Closed	-$257K	–	1877
2018 Q4	$257K	Buy	+15,600	New	+$272K	0.01%	932
2016 Q2	–	Sell	-80,976	Closed	-$1M	–	2302
2016 Q1	$1M	Buy	80,976 +41,560	+105%	+$421K	0.04%	870
2015 Q4	$398K	Buy	+39,416	New	+$378K	0.02%	1171
2015 Q3	–	Sell	-91,116	Closed	-$995K	–	1848
2015 Q2	$995K	Buy	+91,116	New	+$1.14M	0.04%	762

Other funds holding PIPR

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Lord, Abbett & Co

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return