Paloma Partners’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Paloma Partners’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-200,000	Closed	-$3.46M	–	754
2023 Q3	$3.46M	Buy	200,000 +50,000	+33%	+$909K	0.12%	152
2023 Q2	$2.7M	Sell	150,000 -50,000	-25%	-$946K	0.1%	202
2023 Q1	$3.78M	Buy	200,000 +140,000	+233%	+$2.51M	0.13%	132
2022 Q4	$1.08M	Sell	60,000 -240,000	-80%	-$4.01M	0.05%	350
2022 Q3	$4.67M	Buy	300,000 +175,000	+140%	+$2.82M	0.21%	74
2022 Q2	$2.1M	Buy	+125,000	New	+$2.27M	0.07%	259
2022 Q1	–	Sell	-100,000	Closed	-$1.77M	–	1820
2021 Q4	$1.77M	Buy	+100,000	New	+$1.78M	0.03%	480
2021 Q1	–	Sell	-20,000	Closed	-$387K	–	2059
2020 Q4	$387K	Buy	+20,000	New	+$372K	0.01%	1041
2020 Q3	–	Sell	-37,000	Closed	-$625K	–	2117
2020 Q2	$625K	Buy	37,000 +22,000	+147%	+$350K	0.01%	1128
2020 Q1	$219K	Buy	+15,000	New	+$223K	0.01%	854
2017 Q4	–	Sell	-312,425	Closed	-$3.96M	–	1920
2017 Q3	$3.96M	Sell	312,425 -2,575	-0.8%	-$32.5K	0.05%	357
2017 Q2	$3.88M	Buy	315,000 +90,000	+40%	+$1.13M	0.05%	406
2017 Q1	$2.89M	Buy	225,000 +100,000	+80%	+$1.24M	0.03%	567
2016 Q4	$1.41M	Buy	+125,000	New	+$1.56M	0.01%	935
2016 Q2	–	Sell	-240,000	Closed	-$2.88M	–	2164
2016 Q1	$2.88M	Sell	240,000 -337,929	-58%	-$3.86M	0.05%	341
2015 Q4	$5.77M	Buy	577,929 +137,929	+31%	+$1.46M	0.15%	103
2015 Q3	$4.66M	Sell	440,000 -5,000	-1%	-$54.2K	0.11%	122
2015 Q2	$5.19M	Buy	445,000 +36,888	+9%	+$441K	0.1%	195
2015 Q1	$4.87M	Sell	408,112 -261,888	-39%	-$3.22M	0.14%	125
2014 Q4	$7.76M	Buy	670,000 +170,000	+34%	+$2.02M	0.33%	54
2014 Q3	$6.16M	Sell	500,000 -25,824	-5%	-$355K	0.28%	83
2014 Q2	$7.64M	Sell	525,824 -108,000	-17%	-$1.49M	0.31%	75
2014 Q1	$8.72M	Buy	633,824 +13,300	+2%	+$189K	0.56%	35
2013 Q4	$8.22M	Buy	620,524 +45,000	+8%	+$633K	0.41%	49
2013 Q3	$8.46M	Sell	575,524 -174,836	-23%	-$2.6M	0.33%	52
2013 Q2	$10.2M	Buy	+750,360	New	+$12.2M	0.57%	30

Other funds holding CEF

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Paloma Partners's CEF Position: Q4 2023 in Review

Paloma Partners sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2023, closing a stake of 200,000 shares — an estimated $3.46M sold.

Paloma Partners first reported a position in CEF in Q2 2013 and held it in 26 quarters. The position peaked at $10.2M in Q2 2013. 294 funds tracked by Wall St. Rank hold CEF as of Q4 2023.

Paloma Partners reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2023 after selling out during the quarter.
Paloma Partners sold 200,000 Sprott Physical Gold and Silver Trust shares in Q4 2023, an estimated $3.46M.
Paloma Partners first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 26 quarters.
Paloma Partners's Sprott Physical Gold and Silver Trust position peaked at $10.2M in Q2 2013.
294 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2023.

Based on Paloma Partners's 13F filing for Q4 2023, filed 14 Feb 2024.