Paloma Partners’s Advanced Energy AEIS Stock Holding History

Paloma Partners’s Portfolio AEIS Stock Details AEIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-3,864	Closed	-$375K	–	1995
2020 Q4	$375K	Sell	3,864 -7,775	-67%	-$662K	0.02%	1060
2020 Q3	$732K	Buy	+11,639	New	+$813K	0.03%	922
2020 Q1	–	Sell	-8,111	Closed	-$578K	–	1189
2019 Q4	$578K	Buy	+8,111	New	+$505K	0.01%	1306
2019 Q1	–	Sell	-5,700	Closed	-$245K	–	1654
2018 Q4	$245K	Sell	5,700 -3,236	-36%	-$144K	0.01%	954
2018 Q3	$462K	Buy	8,936 +2,263	+34%	+$131K	0.01%	1060
2018 Q2	$388K	Sell	6,673 -1,196	-15%	-$75.6K	0.01%	1140
2018 Q1	$502K	Buy	7,869 +2,031	+35%	+$140K	0.02%	1374
2017 Q4	$395K	Buy	5,838 +3,338	+134%	+$269K	0.01%	1429
2017 Q3	$202K	Sell	2,500 -16,069	-87%	-$1.17M	0.01%	1989
2017 Q2	$1.2M	Buy	18,569 +12,084	+186%	+$883K	0.03%	1091
2017 Q1	$444K	Sell	6,485 -12,538	-66%	-$775K	0.01%	1621
2016 Q4	$1.04M	Sell	19,023 -5,377	-22%	-$275K	0.03%	1152
2016 Q3	$1.16M	Buy	24,400 +3,462	+17%	+$147K	0.05%	903
2016 Q2	$794K	Buy	20,938 +1,688	+9%	+$60.4K	0.02%	1303
2016 Q1	$669K	Buy	19,250 +3,230	+20%	+$94.5K	0.03%	1154
2015 Q4	$452K	Sell	16,020 -247	-2%	-$7.04K	0.02%	1083
2015 Q3	$428K	Buy	+16,267	New	+$420K	0.02%	1108

Other funds holding AEIS

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Victory Capital Management

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

EARNEST Partners

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Loomis, Sayles & Company

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return