Palladiem Portfolio holdings

AUM $92.6M

2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-2.01%

1 Year Return

+8.39%

3 Year Return

+5.52%

5 Year Return

–

10 Year Return

–

AUM

$121M

AUM Growth

+$121M (-1.1%)

Cap. Flow

+$4.9M

Cap. Flow % of AUM

4.04%

Top 10 Holdings % Top 10 Hldgs %

66.92%

Holding

266

New

Increased

Reduced

Closed

Top Buys

1	ProShares Large Cap Core Plus CSM	$3.74M
2	Vanguard FTSE Europe ETF VGK	$3.64M
3	First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV	$1.75M
4	NYLI Hedge Multi-Strategy Tracker ETF QAI	$1.67M
5	SPDR DoubleLine Total Return Tactical ETF TOTL	$428K

Top Sells

1	Invesco S&P 500 Downside Hedged ETF PHDG	$3.19M
2	iShares Russell 1000 Value ETF IWD	$2.27M
3	iShares MSCI All Country Asia ex Japan ETF AAXJ	$858K
4	iShares MSCI USA Quality Factor ETF QUAL	$416K
5	iShares Morningstar Multi-Asset Income ETF IYLD	$375K

Sector Composition

1	Consumer Staples	0.7%
2	Real Estate	0.68%
3	Healthcare	0.39%
4	Consumer Discretionary	0.36%
5	Energy	0.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
151	151 Sanofi SNY $120B	$10K	0.01%	199	–	–
152	152 Stryker SYK $149B	$10K	0.01%	101	–	–
153	153 Trinity Industries TRN $2.28B	$10K	0.01%	+397	New	+$10K
154	154 Westlake Corp WLK $11B	$10K	0.01%	+141	New	+$10K
155	OUBS 155 DELISTED USB AG (NEW) OUBS	$10K	0.01%	479	–	–
156	156 Graco GGG $14B	$9K	0.01%	122	–	–
157	157 Hormel Foods HRL $13.9B	$9K	0.01%	168	–	–
158	158 OGE Energy OGE $8.96B	$9K	0.01%	+314	New	+$9K
159	159 Steel Dynamics STLD $19B	$9K	0.01%	+419	New	+$9K
160	Y 160 DELISTED Alleghany Corporation Y	$9K	0.01%	19	–	–
161	ACC 161 DELISTED American Campus Communities, Inc. ACC	$9K	0.01%	+242	New	+$9K
162	WRI 162 DELISTED Weingarten Realty Investors WRI	$9K	0.01%	+282	New	+$9K
163	163 Boise Cascade BCC $3.17B	$8K	0.01%	+229	New	+$8K
164	164 AB InBev BUD $119B	$8K	0.01%	68	–	–
165	165 DiamondRock Hospitality DRH $1.72B	$8K	0.01%	+605	New	+$8K
166	166 Kinder Morgan KMI $59.6B	$8K	0.01%	+203	New	+$8K
167	167 Methanex MEOH $2.7B	$8K	0.01%	+143	New	+$8K
168	168 Nordic American Tanker NAT $661M	$8K	0.01%	+540	New	+$8K
169	169 Scorpio Tankers STNG $2.56B	$8K	0.01%	+770	New	+$8K
170	170 UMB Financial UMBF $9.06B	$8K	0.01%	133	–	–
171	WNR 171 DELISTED Western Refining Inc WNR	$8K	0.01%	+186	New	+$8K
172	172 Huntsman Corp HUN $1.89B	$7K	0.01%	+317	New	+$7K
173	MZTI 173 The Marzetti Company Common Stock MZTI $5B	$7K	0.01%	78	–	–
174	174 PBF Energy PBF $3.22B	$7K	0.01%	+244	New	+$7K
175	175 Polaris PII $3.12B	$7K	0.01%	44	–	–