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PGIM

Pacific Global Investment Management Portfolio holdings

AUM $70.7M
1-Year Est. Return 14.46%
This Fund
S&P 500
This Quarter Est. Return
+6.73%
1 Year Est. Return
+14.46%
3 Year Est. Return
+48.04%
5 Year Est. Return
+193.23%
10 Year Est. Return
+342.54%
AUM
$515M
AUM Growth
-$22.3M
Cap. Flow
-$49.9M
Cap. Flow %
-9.69%
Top 10 Hldgs %
26.34%
Holding
221
New
17
Increased
92
Reduced
92
Closed
3

Top Buys

Rank Stock Value
1
RM icon
Regional Management Corp
RM
+$2.52M
2
SXC icon
SunCoke Energy
SXC
+$1.14M
3
ORCL icon
Oracle
ORCL
+$1.1M
4
JCI icon
Johnson Controls International
JCI
+$1.02M
5
GS icon
Goldman Sachs
GS
+$828K

Top Sells

Rank Stock Value
1
ROCM
ROCHESTER MEDICAL CORP
ROCM
+$6.07M
2
CONN
Conn's Inc.
CONN
+$4.05M
3
HOS
Hornbeck Offshore Services, Inc.
HOS
+$3.63M
4
SAH icon
Sonic Automotive
SAH
+$3.58M
5
EWBC icon
East-West Bancorp
EWBC
+$3.44M

Sector Composition

Rank Sector Weight
1 Industrials 31.72%
2 Consumer Discretionary 19.21%
3 Financials 10.65%
4 Consumer Staples 10.61%
5 Technology 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADT
201
DELISTED
ADT Corp
ADT
$263K 0.05%
6,461
-175
-3% -$7.2K
EPD icon
202
Enterprise Products Partners
EPD
$81.7B
$262K 0.05%
8,600
-300
-3% -$9.17K
SPLS
203
DELISTED
Staples Inc
SPLS
$255K 0.05%
17,426
+6
+0% +$94
OMC icon
204
Omnicom Group
OMC
$23.4B
$245K 0.05%
+3,865
New +$246K
SEB icon
205
Seaboard Corp
SEB
$4.06B
$242K 0.05%
88
– –
SWY
206
DELISTED
SAFEWAY INC
SWY
$240K 0.05%
+8,379
New +$200K
A icon
207
Agilent Technologies
A
$41.2B
$238K 0.05%
6,501
-140
-2% -$4.72K
DUK icon
208
Duke Energy
DUK
$97.3B
$238K 0.05%
3,566
-77
-2% -$5.25K
V icon
209
Visa
V
$677B
$237K 0.05%
4,956
– –
EAT icon
210
Brinker International
EAT
$9.66B
$223K 0.04%
5,504
-62
-1% -$2.54K
CNI icon
211
Canadian National Railway
CNI
$76.6B
$211K 0.04%
4,154
-96
-2% -$4.74K
DIN icon
212
Dine Brands
DIN
$452M
$208K 0.04%
3,009
-27
-0.9% -$1.85K
NSC icon
213
Norfolk Southern
NSC
$75.1B
$207K 0.04%
+2,681
New +$201K
OIS icon
214
Oil States International
OIS
$491M
$207K 0.04%
+3,509
New +$192K
IJH icon
215
iShares Core S&P Mid-Cap ETF
IJH
$127B
$205K 0.04%
+8,250
New +$201K
DDC
216
DELISTED
Dominion Diamond Corporation
DDC
$199K 0.04%
16,330
-3,150
-16% -$42.5K
FARM
217
DELISTED
Farmer Brothers
FARM
$192K 0.04%
12,765
– –
FES
218
DELISTED
Forbes Energy Services Ltd
FES
$57K 0.01%
12,150
– –
TRP icon
219
TC Energy
TRP
$65.9B
– –
-14,255
Closed -$615K
XYL icon
220
Xylem
XYL
$28.1B
– –
-30,519
Closed -$822K
PCL
221
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-5,264
Closed -$246K
5 6 7 8
9

Similar funds

RGMC
Revolution Growth Management Company Washington, District of Columbia $70.8M AUM 20.1% 1-Year Est. Return
PAM
Pamalican Asset Management Hong Kong $75.4M AUM
HWP
Heritage Wealth Partners Dublin, Ohio $65.6M AUM 16.69% 1-Year Est. Return
AOG
Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return
ACM
Aquilo Capital Management San Francisco, California $55.8M AUM 41.76% 1-Year Est. Return
VCM
VeriStar Capital Management New York $54.7M AUM 2.08% 1-Year Est. Return
YEPV
Yorktown Energy Partners VIII New York $52.9M AUM 30% 1-Year Est. Return
SWP
Square Wave Partners Brooklyn, New York $93.4M AUM

Pacific Global Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Pacific Global Investment Management held 221 positions worth $515M, down 4.1% from $537M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Pacific Global Investment Management withdrew a net $49.9M in Q3 2013, closing 3 positions and reducing 92 holdings. Its most notable exit was Xylem, an estimated $822K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 32% of assets, up from 31% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Pacific Global Investment Management opened a new position in Oracle worth $1.12M.

  • Pacific Global Investment Management's largest Q3 2013 buy was Oracle: 33,823 shares worth $1.12M.
  • Pacific Global Investment Management added most to Regional Management Corp in Q3 2013, an estimated $2.52M increase.
  • Pacific Global Investment Management's biggest Q3 2013 reduction was ROCHESTER MEDICAL CORP, cutting an estimated $6.07M.
  • Pacific Global Investment Management fully exited Xylem in Q3 2013, selling an estimated $822K.
  • Pacific Global Investment Management's ten largest holdings make up 26% of its $515M portfolio in Q3 2013.
  • Pacific Global Investment Management opened 17 new positions and closed 3 in Q3 2013.
  • Pacific Global Investment Management's portfolio value fell 4.1% quarter-over-quarter to $515M.

Based on Pacific Global Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.