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PAWC

P.A.W. Capital Portfolio holdings

AUM $131M
1-Year Est. Return 46.14%
This Fund
S&P 500
This Quarter Est. Return
-6.88%
1 Year Est. Return
+46.14%
3 Year Est. Return
+67.18%
5 Year Est. Return
+64.85%
10 Year Est. Return
+1,459.33%
AUM
$112M
AUM Growth
-$6.73M
Cap. Flow
+$6.19M
Cap. Flow %
5.51%
Top 10 Hldgs %
44.74%
Holding
69
New
5
Increased
14
Reduced
16
Closed
6

Top Buys

Rank Stock Value
1
PENG
Penguin Solutions Inc
PENG
+$3.83M
2
ENVX icon
Enovix
ENVX
+$3.68M
3
EVER icon
EverQuote
EVER
+$2.03M
4
INDI icon
indie Semiconductor
INDI
+$1.95M
5
RCM
R1 RCM Inc. Common Stock
RCM
+$1.65M

Top Sells

Rank Stock Value
1
EMKR
Emcore Corp
EMKR
+$2.44M
2
OPRX icon
OptimizeRx
OPRX
+$2.17M
3
AMBA icon
Ambarella
AMBA
+$1.49M
4
OTRK
Ontrak
OTRK
+$974K
5
TFFP
TFF Pharmaceuticals, Inc. Common Stock
TFFP
+$721K

Sector Composition

Rank Sector Weight
1 Technology 33.03%
2 Communication Services 18.15%
3 Healthcare 17.13%
4 Industrials 10.95%
5 Consumer Staples 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPSN icon
26
LivePerson
LPSN
$21.8M
$1.47M 1.31%
1,667
+667
+67% +$630K
RTB
27
RTB Digital
RTB
$214M
$1.41M 1.25%
486
– –
CHGG icon
28
Chegg
CHGG
$110M
$1.36M 1.21%
20,000
– –
INDIW
29
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
$1.24M 1.1%
+350,000
New +$818K
MSFT icon
30
Microsoft
MSFT
$3.45T
$1.13M 1%
4,000
-500
-11% -$145K
RDCM icon
31
Radcom
RDCM
$171M
$1.04M 0.92%
91,000
+39,000
+75% +$426K
CVX icon
32
Chevron
CVX
$392B
$913K 0.81%
9,000
+1,000
+13% +$99.7K
MRK icon
33
Merck
MRK
$322B
$901K 0.8%
12,000
– –
JPM icon
34
JPMorgan Chase
JPM
$935B
$900K 0.8%
5,500
– –
RDS.A
35
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$891K 0.79%
20,000
-1,000
-5% -$40.3K
XOM icon
36
ExxonMobil
XOM
$644B
$882K 0.78%
15,000
+1,000
+7% +$57K
MS icon
37
Morgan Stanley
MS
$331B
$876K 0.78%
9,000
-1,000
-10% -$99.1K
PM icon
38
Philip Morris
PM
$297B
$853K 0.76%
9,000
– –
PRU icon
39
Prudential Financial
PRU
$42.4B
$842K 0.75%
8,000
+500
+7% +$51.5K
PG icon
40
Procter & Gamble
PG
$336B
$839K 0.75%
6,000
– –
GS icon
41
Goldman Sachs
GS
$300B
$832K 0.74%
2,200
-200
-8% -$78.1K
PEP icon
42
PepsiCo
PEP
$190B
$827K 0.74%
5,500
– –
UNM icon
43
Unum
UNM
$13.6B
$827K 0.74%
33,000
+13,000
+65% +$344K
CSCO icon
44
Cisco
CSCO
$457B
$816K 0.73%
15,000
-1,000
-6% -$56.1K
TCPC icon
45
BlackRock TCP Capital
TCPC
$273M
$814K 0.72%
60,000
– –
ARCC icon
46
Ares Capital
ARCC
$13.5B
$813K 0.72%
40,000
– –
VZ icon
47
Verizon
VZ
$195B
$810K 0.72%
15,000
– –
JNJ icon
48
Johnson & Johnson
JNJ
$618B
$808K 0.72%
5,000
– –
MO icon
49
Altria Group
MO
$114B
$774K 0.69%
17,000
– –
PFE icon
50
Pfizer
PFE
$143B
$774K 0.69%
18,000
-4,000
-18% -$177K
1
2
3

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EIM
Emmett Investment Management New York $131M AUM 25.7% 1-Year Est. Return
CIP
Castlefield Investment Partners Manchester $131M AUM
AC
Aldebaran Capital Carmel, Indiana $131M AUM 34.7% 1-Year Est. Return
ADEF
ABS Direct Equity Fund Stamford, Connecticut $131M AUM 7.53% 1-Year Est. Return
LC
LTG Capital Newton, Massachusetts $131M AUM 19.7% 1-Year Est. Return
EWP
Evergreen Wealth Partners Kalispell, Montana $131M AUM
OIM
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EPI
Eddie Patel Inc Chicago, Illinois $130M AUM

P.A.W. Capital's Q3 2021 Portfolio in Review

As of Q3 2021, P.A.W. Capital held 69 positions worth $112M, down 5.6% from $119M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

P.A.W. Capital deployed $6.19M of net new capital in Q3 2021, opening 5 new positions and adding to 14 existing holdings. Its largest new stake was Penguin Solutions Inc: 160,000 shares worth $3.56M.

By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 30% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Ambarella, an estimated $1.49M trimmed.

  • P.A.W. Capital's largest Q3 2021 buy was Penguin Solutions Inc: 160,000 shares worth $3.56M.
  • P.A.W. Capital added most to EverQuote in Q3 2021, an estimated $2.03M increase.
  • P.A.W. Capital's biggest Q3 2021 reduction was Ambarella, cutting an estimated $1.49M.
  • P.A.W. Capital fully exited Emcore Corp in Q3 2021, selling an estimated $2.44M.
  • P.A.W. Capital's ten largest holdings make up 45% of its $112M portfolio in Q3 2021.
  • P.A.W. Capital opened 5 new positions and closed 6 in Q3 2021.
  • P.A.W. Capital's portfolio value fell 5.6% quarter-over-quarter to $112M.

Based on P.A.W. Capital's 13F filing for Q3 2021, filed 25 Oct 2021.