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OCM

Ovata Capital Management Portfolio holdings

AUM $1.33B
1-Year Est. Return 5.69%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+5.69%
3 Year Est. Return
+69.09%
5 Year Est. Return
+58.06%
10 Year Est. Return
–
AUM
$294M
AUM Growth
+$34M
Cap. Flow
+$266K
Cap. Flow %
0.09%
Top 10 Hldgs %
82.2%
Holding
86
New
29
Increased
7
Reduced
7
Closed
36

Top Buys

Rank Stock Value
1
SPYC icon
Simplify US Equity PLUS Convexity ETF
SPYC
+$133M
2
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$31.6M
3
JD icon
JD.com
JD
+$14.5M
4
TSM icon
TSMC
TSM
+$11M
5
HEQT icon
Simplify Hedged Equity ETF
HEQT
+$10.1M

Top Sells

Rank Stock Value
1
SPBC
SP BANCORP, INC COM STK
SPBC
+$103M
2
JOYY
JOYY Inc
JOYY
+$51.6M
3
BABA icon
Alibaba
BABA
+$16.1M
4
HTHT icon
Huazhu Hotels Group
HTHT
+$15M
5
AAL icon
American Airlines Group
AAL
+$8.51M

Sector Composition

Rank Sector Weight
1 Technology 7.63%
2 Consumer Discretionary 7.08%
3 Financials 3.73%
4 Communication Services 1.95%
5 Industrials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
51
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-1,650
Closed –
MGM icon
52
MGM Resorts International
MGM
$11.2B
– –
-4,646
Closed -$200K
MIDD icon
53
Middleby
MIDD
$6.08B
– –
-2,000,000
Closed -$2.86M
MX icon
54
Magnachip Semiconductor
MX
$145M
– –
-172
Closed -$3K
NSC icon
55
Norfolk Southern
NSC
$75.1B
– –
-562
Closed -$134K
OLPX
56
DELISTED
Olaplex Holdings
OLPX
– –
-8,000
Closed -$196K
RELY icon
57
Remitly
RELY
$5.14B
– –
-400
Closed -$15K
SMH icon
58
VanEck Semiconductor ETF
SMH
$73.2B
– –
-220
Closed -$31.8K
SPY icon
59
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
0
– -$3K
TCOM icon
60
Trip.com Group
TCOM
$29.1B
– –
-19,050
Closed -$574K
TLT icon
61
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-1,272
Closed -$126K
KA
62
DELISTED
Kineta, Inc. Common Stock
KA
– –
-2,671
Closed -$193K
ESMT
63
DELISTED
EngageSmart, Inc.
ESMT
– –
-400
Closed -$14K
SMIHU
64
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
– –
-450,000
Closed -$3.05M
DSACU
65
DELISTED
Duddell Street Acquisition Corp. Unit
DSACU
– –
-525,448
Closed -$3.37M
ATH
66
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-26,100
Closed -$1.8M
KSU
67
DELISTED
Kansas City Southern
KSU
– –
-29,090
Closed -$7.87M
SPBC
68
DELISTED
SP BANCORP, INC COM STK
SPBC
– –
-4,000,000
Closed -$103M
DISH
69
DELISTED
DISH Network Corp.
DISH
– –
-2,500,000
Closed -$2.61M
1 2
3

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Ovata Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Ovata Capital Management held 86 positions worth $294M, up 13% from $260M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Ovata Capital Management's Q4 2021 filing shows 29 new, 7 increased, 7 reduced and 36 closed positions. Its largest new stake was Simplify US Equity PLUS Convexity ETF: 4,000,000 shares worth $113M. The largest sale was SP BANCORP, INC COM STK, an estimated $103M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 4% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Ovata Capital Management's largest Q4 2021 buy was Simplify US Equity PLUS Convexity ETF: 4,000,000 shares worth $113M.
  • Ovata Capital Management added most to TSMC in Q4 2021, an estimated $11M increase.
  • Ovata Capital Management's biggest Q4 2021 reduction was JOYY Inc, cutting an estimated $51.6M.
  • Ovata Capital Management fully exited SP BANCORP, INC COM STK in Q4 2021, selling an estimated $103M.
  • Ovata Capital Management's ten largest holdings make up 82% of its $294M portfolio in Q4 2021.
  • Ovata Capital Management opened 29 new positions and closed 36 in Q4 2021.
  • Ovata Capital Management's portfolio value rose 13% quarter-over-quarter to $294M.

Based on Ovata Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.