OPPM

Opus Point Partners Management Portfolio holdings

AUM $46.9M

1-Year Return 4.17%

2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

+16.38%

1 Year Return

-4.17%

3 Year Return

+83.22%

5 Year Return

+175.29%

10 Year Return

–

AUM

$119M

AUM Growth

+$19.7M (+20%)

Cap. Flow

+$7.41M

Cap. Flow % of AUM

6.24%

Top 10 Holdings % Top 10 Hldgs %

33.93%

Holding

New

Increased

Reduced

Closed

Top Buys

1	Pacira BioSciences PCRX	$3.11M
2	Alkermes ALKS	$2.62M
3	CLVS Clovis Oncology, Inc. CLVS	$2.15M
4	Alnylam Pharmaceuticals ALNY	$2.04M
5	Esperion Therapeutics ESPR	$1.39M

Top Sells

1	SPDR S&P Biotech ETF XBI	$3.88M
2	ProShares Ultra NASDAQ Biotechnology BIB	$3.23M
3	PCYC PHARMACYCLICS INC PCYC	$3.1M
4	United Therapeutics UTHR	$2.39M
5	Amgen AMGN	$1.93M

Sector Composition

1	Healthcare	77.05%
2	Financials	0.29%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	51 Arrowhead Research ARWR $3.83B	$556K	0.47%	82,133	–	–
52	52 Agios Pharmaceuticals AGIO $2.05B	$472K	0.4%	5,000 +584	+13%	+$55.1K
53	53 MacroGenics MGNX $119M	$471K	0.39%	+15,000	New	+$471K
54	54 Karyopharm Therapeutics KPTI $59M	$459K	0.38%	+1,000	New	+$459K
55	55 Omeros OMER $280M	$441K	0.37%	+20,000	New	+$441K
56	OTIC 56 DELISTED Otonomy, Inc. OTIC	$424K	0.36%	+12,000	New	+$424K
57	ZGNX 57 DELISTED Zogenix, Inc. ZGNX	$411K	0.34%	+37,500	New	+$411K
58	58 Adverum Biotechnologies ADVM $66.3M	$405K	0.34%	+1,000	New	+$405K
59	59 Talphera TLPH $10.9M	$386K	0.32%	4,998	–	–
60	KBIO 60 DELISTED KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE) KBIO	$366K	0.31%	93,308 +25,000	+37%	+$98.1K
61	61 Gilead Sciences GILD $139B	$358K	0.3%	3,651 -677	-16%	-$66.4K
62	NHLD 62 DELISTED National Holdings Corporation NHLD	$349K	0.29%	+89,530	New	+$349K
63	63 MEI Pharma MEIP $136M	$54K	0.05%	+1,500	New	+$54K
64	NEPT 64 DELISTED Neptune Wellness Solutions Inc. Ordinary Shares NEPT	–	–	0	–	–
65	65 Exact Sciences EXAS $9.88B	–	–	0	–	–
66	66 SPDR S&P Biotech ETF XBI $5.23B	–	–	-62,400	Closed	-$3.88M
67	67 Xoma XOMA $427M	–	–	-4,000	Closed	-$287K
68	NPSP 68 DELISTED NPS PHARMACEUTICALS INC NPSP	–	–	-15,471	Closed	-$553K
69	CBST 69 DELISTED CUBIST PHARMACEUTICALS INC CBST	–	–	-6,502	Closed	-$655K