OPPM

Opus Point Partners Management Portfolio holdings

AUM $46.9M

2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

+19.96%

1 Year Return

-4.17%

3 Year Return

+83.22%

5 Year Return

+175.29%

10 Year Return

–

AUM

$99M

AUM Growth

–

Cap. Flow

+$99M

Cap. Flow % of AUM

100%

Top 10 Holdings % Top 10 Hldgs %

38.62%

Holding

New

Increased

–

Reduced

–

Closed

–

Top Buys

1	ProShares Ultra NASDAQ Biotechnology BIB	$4.79M
2	Incyte INCY	$4.45M
3	BioMarin Pharmaceuticals BMRN	$3.95M
4	SPDR S&P Biotech ETF XBI	$3.88M
5	CELG Celgene Corp CELG	$3.7M

Top Sells

No sells this quarter

Sector Composition

Healthcare

71.07%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
26	CLVS 26 DELISTED Clovis Oncology, Inc. CLVS	$1.51M	1.5%	+27,000	New	+$1.51M
27	27 Hologic HOLX $14.7B	$1.42M	1.4%	+53,000	New	+$1.42M
28	XNPT 28 DELISTED XENOPORT, INC. XNPT	$1.33M	1.32%	+152,000	New	+$1.33M
29	STML 29 DELISTED Stemline Therapeutics, Inc. STML	$1.2M	1.19%	+70,400	New	+$1.2M
30	30 Alkermes ALKS $4.95B	$1.15M	1.14%	+19,631	New	+$1.15M
31	31 Tenax Therapeutics TENX $27.5M	$956K	0.95%	+8	New	+$956K
32	ARRY 32 DELISTED Array Biopharma Inc ARRY	$946K	0.94%	+200,000	New	+$946K
33	KBIO 33 DELISTED KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE) KBIO	$945K	0.94%	+68,308	New	+$945K
34	34 Vericel Corp VCEL $1.69B	$861K	0.85%	+283,270	New	+$861K
35	MNTA 35 DELISTED Momenta Pharmaceuticals, Inc. MNTA	$843K	0.83%	+70,000	New	+$843K
36	EIGR 36 DELISTED Eiger BioPharmaceuticals, Inc. EIGR	$828K	0.82%	+94	New	+$828K
37	MACK 37 DELISTED Merrimack Pharmaceuticals, Inc. MACK	$814K	0.81%	+9,152	New	+$814K
38	OCRX 38 DELISTED Ocera Therapeutics, Inc. OCRX	$781K	0.77%	+122,673	New	+$781K
39	CMRX 39 DELISTED Chimerix, Inc. CMRX	$771K	0.76%	+19,152	New	+$771K
40	40 Xencor XNCR $594M	$717K	0.71%	+44,698	New	+$717K
41	AVDL 41 Avadel Pharmaceuticals AVDL $1.45B	$716K	0.71%	+41,788	New	+$716K
42	42 Talphera TLPH $11.2M	$673K	0.67%	+4,998	New	+$673K
43	CBST 43 DELISTED CUBIST PHARMACEUTICALS INC CBST	$655K	0.65%	+6,502	New	+$655K
44	ACHN 44 DELISTED Achillion Pharmaceuticals, Inc. ACHN	$613K	0.61%	+50,000	New	+$613K
45	45 Arrowhead Research ARWR $3.84B	$606K	0.6%	+82,133	New	+$606K
46	NPSP 46 DELISTED NPS PHARMACEUTICALS INC NPSP	$553K	0.55%	+15,471	New	+$553K
47	EPZM 47 DELISTED Epizyme, Inc EPZM	$535K	0.53%	+28,339	New	+$535K
48	48 Agios Pharmaceuticals AGIO $2.36B	$495K	0.49%	+4,416	New	+$495K
49	49 Gilead Sciences GILD $140B	$408K	0.4%	+4,328	New	+$408K
50	50 Xoma XOMA $421M	$287K	0.28%	+4,000	New	+$287K