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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
201
First Trust Value Line Dividend Fund
FVD
$8.33B
$6.15M 0.12%
156,946
+3,281
+2% +$133K
MS icon
202
Morgan Stanley
MS
$330B
$6.15M 0.12%
63,173
-4,475
-7% -$443K
AZO icon
203
AutoZone
AZO
$49.1B
$6.14M 0.11%
3,616
+101
+3% +$162K
FND icon
204
Floor & Decor
FND
$5.98B
$6.1M 0.11%
50,495
-477
-0.9% -$56.9K
F icon
205
Ford
F
$59.3B
$6.09M 0.11%
429,803
-31,774
-7% -$432K
MAS icon
206
Masco
MAS
$14.2B
$6.08M 0.11%
109,517
+4,017
+4% +$238K
VWO icon
207
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.08M 0.11%
121,566
-11,459
-9% -$592K
BN icon
208
Brookfield
BN
$103B
$5.95M 0.11%
206,456
-2,666
-1% -$77.8K
IIIN icon
209
Insteel Industries
IIIN
$593M
$5.93M 0.11%
155,941
+40,338
+35% +$1.49M
GRMN
210
Garmin
GRMN
$57.4B
$5.93M 0.11%
38,149
-28
-0.1% -$4.55K
IXUS icon
211
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$5.91M 0.11%
83,274
+1,033
+1% +$75.3K
OLED icon
212
Universal Display
OLED
$3.76B
$5.88M 0.11%
34,373
-438
-1% -$90.7K
NEM icon
213
Newmont
NEM
$101B
$5.87M 0.11%
108,031
-922
-0.8% -$54.4K
OBDC icon
214
Blue Owl Capital
OBDC
$5.36B
$5.85M 0.11%
414,513
+113,075
+38% +$1.64M
DGRO icon
215
iShares Core Dividend Growth ETF
DGRO
$42.8B
$5.83M 0.11%
116,060
+2,920
+3% +$151K
STAG icon
216
STAG Industrial
STAG
$7.43B
$5.82M 0.11%
148,230
+120
+0.1% +$4.9K
D icon
217
Dominion Energy
D
$61.3B
$5.79M 0.11%
79,337
+1,801
+2% +$137K
FCN icon
218
FTI Consulting
FCN
$4.95B
$5.79M 0.11%
42,958
-150
-0.3% -$20.8K
HYG icon
219
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$5.76M 0.11%
65,848
-119
-0.2% -$10.4K
IWM icon
220
iShares Russell 2000 ETF
IWM
$80.2B
$5.75M 0.11%
26,272
+1,014
+4% +$225K
IGV icon
221
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$5.67M 0.11%
71,100
-5,010
-7% -$409K
KMI icon
222
Kinder Morgan
KMI
$70.5B
$5.67M 0.11%
339,100
-29,008
-8% -$493K
FDN icon
223
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$5.6M 0.1%
23,737
-140
-0.6% -$34.2K
WFG icon
224
West Fraser Timber
WFG
$4.99B
$5.59M 0.1%
66,345
+56,440
+570% +$4.21M
SPG icon
225
Simon Property Group
SPG
$74.7B
$5.58M 0.1%
42,926
+4,405
+11% +$573K
7 8
9
10 11

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.