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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKR icon
201
Timken Company
TKR
$9.46B
$4.13M 0.12%
98,136
+38,555
+65% +$1.58M
CRM icon
202
Salesforce
CRM
$148B
$4.12M 0.12%
72,201
+5,394
+8% +$322K
AEP icon
203
American Electric Power
AEP
$69.5B
$4.11M 0.12%
81,187
+10,987
+16% +$534K
WMT icon
204
Walmart Inc
WMT
$884B
$4.08M 0.12%
160,248
-74,232
-32% -$1.86M
EWU icon
205
iShares MSCI United Kingdom ETF
EWU
$4.17B
$4.06M 0.12%
98,512
+1,947
+2% +$80.3K
MWE
206
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$4.02M 0.12%
61,562
+4,279
+7% +$289K
CMCSK
207
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$4.01M 0.12%
82,290
– –
ITMN
208
DELISTED
INTERMUNE INC
ITMN
$4M 0.12%
119,491
-18,730
-14% -$417K
CWB icon
209
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$3.93M 0.12%
81,257
+8,636
+12% +$415K
VLO icon
210
Valero Energy
VLO
$92.6B
$3.93M 0.12%
74,004
-596
-0.8% -$30.5K
CNI icon
211
Canadian National Railway
CNI
$76.9B
$3.92M 0.12%
69,776
+23,592
+51% +$1.3M
KMP
212
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.92M 0.12%
53,021
-4,343
-8% -$337K
TXN icon
213
Texas Instruments
TXN
$255B
$3.8M 0.11%
80,501
+54,728
+212% +$2.42M
PLL
214
DELISTED
PALL CORP
PLL
$3.79M 0.11%
42,333
+33,954
+405% +$2.88M
BLK icon
215
Blackrock
BLK
$170B
$3.78M 0.11%
12,007
-1,163
-9% -$355K
ABEV icon
216
Ambev
ABEV
$48.2B
$3.76M 0.11%
507,804
-9,835
-2% -$68.8K
TPR icon
217
Tapestry
TPR
$30.8B
$3.75M 0.11%
75,566
+20,483
+37% +$1.02M
BHP icon
218
BHP
BHP
$218B
$3.73M 0.11%
65,152
+53,563
+462% +$3M
NEM icon
219
Newmont
NEM
$101B
$3.71M 0.11%
158,422
-11,977
-7% -$285K
SYK icon
220
Stryker
SYK
$133B
$3.71M 0.11%
45,474
+148
+0.3% +$11.8K
SO icon
221
Southern Company
SO
$106B
$3.69M 0.11%
83,848
+15,373
+22% +$644K
WMB icon
222
Williams Companies
WMB
$86.7B
$3.63M 0.11%
89,322
+2,542
+3% +$103K
TYG
223
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$3.62M 0.11%
19,773
+41
+0.2% +$7.38K
NLY icon
224
Annaly Capital Management
NLY
$17.3B
$3.61M 0.11%
82,172
-3,810
-4% -$165K
B
225
Barrick Mining
B
$63.2B
$3.56M 0.11%
199,764
+44,620
+29% +$863K
7 8
9
10 11

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.