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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
176
Public Service Enterprise Group
PEG
$38.6B
$6.85M 0.13%
112,465
-675
-0.6% -$42.2K
LIN icon
177
Linde
LIN
$235B
$6.83M 0.13%
23,283
-547
-2% -$166K
HYD icon
178
VanEck High Yield Muni ETF
HYD
$4.44B
$6.82M 0.13%
109,095
+21
+0% +$1.33K
MPC icon
179
Marathon Petroleum
MPC
$91.7B
$6.8M 0.13%
110,036
-16,416
-13% -$944K
ROK icon
180
Rockwell Automation
ROK
$52.4B
$6.79M 0.13%
23,087
-251
-1% -$77.1K
FCX icon
181
Freeport-McMoran
FCX
$91.2B
$6.73M 0.13%
206,839
-7,767
-4% -$273K
ERIC icon
182
Ericsson
ERIC
$32.1B
$6.73M 0.13%
600,494
+17,931
+3% +$212K
LULU icon
183
lululemon athletica
LULU
$13.6B
$6.71M 0.13%
16,578
+1,374
+9% +$550K
TROW icon
184
T. Rowe Price
TROW
$25.6B
$6.68M 0.13%
33,985
+1,936
+6% +$408K
ARKK icon
185
ARK Innovation ETF
ARKK
$5.77B
$6.64M 0.12%
60,067
+3,590
+6% +$432K
CHE icon
186
Chemed
CHE
$7.1B
$6.63M 0.12%
14,253
+270
+2% +$127K
KSU
187
DELISTED
Kansas City Southern
KSU
$6.61M 0.12%
24,427
-682
-3% -$190K
SCHW
188
Charles Schwab
SCHW
$181B
$6.6M 0.12%
90,612
-2,104
-2% -$150K
INTU icon
189
Intuit
INTU
$86.3B
$6.57M 0.12%
12,171
-744
-6% -$401K
CB icon
190
Chubb
CB
$135B
$6.53M 0.12%
37,655
-1,792
-5% -$314K
VGT icon
191
Vanguard Information Technology ETF
VGT
$139B
$6.5M 0.12%
129,536
-3,608
-3% -$187K
UBER icon
192
Uber
UBER
$143B
$6.49M 0.12%
144,936
-30,761
-18% -$1.34M
NEAR icon
193
iShares Short Maturity Bond ETF
NEAR
$4.83B
$6.41M 0.12%
127,895
+210
+0.2% +$10.5K
NVO
194
Novo Nordisk
NVO
$228B
$6.36M 0.12%
132,396
-25,476
-16% -$1.23M
GNRC icon
195
Generac Holdings
GNRC
$11.3B
$6.3M 0.12%
15,427
+1,558
+11% +$667K
NVAX icon
196
Novavax
NVAX
$1.22B
$6.21M 0.12%
29,953
+24,892
+492% +$5.49M
CSX icon
197
CSX Corp
CSX
$93B
$6.18M 0.12%
207,847
+16,681
+9% +$534K
MAA icon
198
Mid-America Apartment Communities
MAA
$15.5B
$6.18M 0.12%
33,072
-299
-0.9% -$56.1K
CBSH icon
199
Commerce Bancshares
CBSH
$8.55B
$6.17M 0.12%
112,982
+64
+0.1% +$3.53K
ADI icon
200
Analog Devices
ADI
$179B
$6.16M 0.12%
36,807
+9,315
+34% +$1.56M
6 7
8
9 10

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.