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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
176
Novartis
NVS
$301B
$4.3M 0.15%
62,507
+2,060
+3% +$136K
KMI icon
177
Kinder Morgan
KMI
$70.5B
$4.29M 0.15%
120,550
+14,611
+14% +$548K
FIG
178
DELISTED
Fortress Investment Group Llc
FIG
$4.28M 0.15%
538,602
+77,539
+17% +$583K
AGN
179
DELISTED
Allergan Inc
AGN
$4.25M 0.15%
47,029
+18,179
+63% +$1.63M
TSLA icon
180
Tesla
TSLA
$1.22T
$4.25M 0.15%
329,385
+86,745
+36% +$858K
ZTS icon
181
Zoetis
ZTS
$31.9B
$4.11M 0.14%
132,146
+62,693
+90% +$1.92M
MUR icon
182
Murphy Oil
MUR
$5.48B
$4.11M 0.14%
68,148
-15,392
-18% -$907K
ORCL icon
183
Oracle
ORCL
$367B
$4.09M 0.14%
123,317
+6,956
+6% +$226K
BN icon
184
Brookfield
BN
$103B
$4.05M 0.14%
462,572
+3,755
+0.8% +$32.1K
DST
185
DELISTED
DST Systems Inc.
DST
$4.05M 0.14%
107,400
+1,500
+1% +$54.1K
PRFZ icon
186
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$4.03M 0.14%
225,170
-1,510
-0.7% -$26.2K
PNR icon
187
Pentair
PNR
$10.6B
$4.02M 0.14%
92,190
-3,550
-4% -$148K
EWJ icon
188
iShares MSCI Japan ETF
EWJ
$22.1B
$4M 0.14%
83,857
-14,621
-15% -$677K
KMP
189
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.93M 0.14%
49,219
-2,359
-5% -$195K
DVY icon
190
iShares Select Dividend ETF
DVY
$23.6B
$3.9M 0.14%
58,777
-7,782
-12% -$517K
EFG icon
191
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$3.88M 0.14%
57,018
+45,405
+391% +$2.98M
RAX
192
DELISTED
Rackspace Hosting Inc
RAX
$3.87M 0.14%
73,398
+11,891
+19% +$549K
NEM icon
193
Newmont
NEM
$101B
$3.87M 0.14%
137,613
+31,816
+30% +$943K
CBI
194
DELISTED
Chicago Bridge & Iron Nv
CBI
$3.83M 0.13%
56,555
+7,778
+16% +$480K
CLDX icon
195
Celldex Therapeutics
CLDX
$3.02B
$3.83M 0.13%
7,205
-727
-9% -$249K
ITB icon
196
iShares US Home Construction ETF
ITB
$2.29B
$3.81M 0.13%
170,513
+20,666
+14% +$454K
PAA icon
197
Plains All American Pipeline
PAA
$17.5B
$3.8M 0.13%
72,165
-2,698
-4% -$144K
AGN
198
DELISTED
Allergan plc
AGN
$3.75M 0.13%
26,020
+17,749
+215% +$2.36M
PXF icon
199
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.91B
$3.74M 0.13%
90,026
-582
-0.6% -$23.2K
GIS icon
200
General Mills
GIS
$19.4B
$3.72M 0.13%
77,577
+786
+1% +$39.5K
6 7
8
9 10

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.