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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+514.19%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.07%
2 Technology 18.65%
3 Financials 10.44%
4 Healthcare 9.35%
5 Industrials 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
151
Vanguard Morningstar Small-Cap ETF
VB
$78.7B
$7.59M 0.16%
40,124
-1,088
-3% -$217K
KMI icon
152
Kinder Morgan
KMI
$68.2B
$7.57M 0.16%
456,320
+2,166
+0.5% +$37.3K
DGRO icon
153
iShares Core Dividend Growth ETF
DGRO
$42.8B
$7.56M 0.16%
152,691
+25,447
+20% +$1.32M
CRM icon
154
Salesforce
CRM
$208B
$7.5M 0.15%
37,002
+3,367
+10% +$727K
DVN icon
155
Devon Energy
DVN
$55B
$7.5M 0.15%
157,225
+78,115
+99% +$3.93M
WY icon
156
Weyerhaeuser
WY
$16.1B
$7.42M 0.15%
241,924
-28,463
-11% -$937K
IMCG icon
157
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.97B
$7.33M 0.15%
128,385
+32,767
+34% +$1.98M
MERC icon
158
Mercer International
MERC
$25.1M
$7.33M 0.15%
853,940
+259,521
+44% +$2.24M
IWD icon
159
iShares Russell 1000 Value ETF
IWD
$82.8B
$7.3M 0.15%
48,075
+3,786
+9% +$600K
FCX icon
160
Freeport-McMoran
FCX
$101B
$7.27M 0.15%
194,878
-18,847
-9% -$759K
CHE icon
161
Chemed
CHE
$6.59B
$7.27M 0.15%
13,981
+341
+3% +$177K
VTI icon
162
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$7.23M 0.15%
34,053
-1,202
-3% -$266K
BSV icon
163
Vanguard Short-Term Bond ETF
BSV
$46.2B
$7.23M 0.15%
96,129
+4,294
+5% +$324K
DFS
164
DELISTED
Discover Financial Services
DFS
$7.17M 0.15%
82,819
+38,303
+86% +$3.8M
BDX icon
165
Becton Dickinson
BDX
$50.5B
$6.99M 0.14%
27,022
+4,059
+18% +$1.1M
DFAT icon
166
Dimensional US Targeted Value ETF
DFAT
$14.3B
$6.93M 0.14%
+151,737
New +$7.21M
XYL icon
167
Xylem
XYL
$25.5B
$6.87M 0.14%
75,481
-83
-0.1% -$8.56K
PSX icon
168
Phillips 66
PSX
$105B
$6.85M 0.14%
56,985
-4,044
-7% -$454K
FLOT icon
169
iShares Floating Rate Bond ETF
FLOT
$10.8B
$6.83M 0.14%
134,115
-2,347
-2% -$119K
RF icon
170
Regions Financial
RF
$25.1B
$6.69M 0.14%
389,060
-17,650
-4% -$334K
CME icon
171
CME Group
CME
$98.4B
$6.65M 0.14%
33,194
+306
+0.9% +$60.8K
NKE icon
172
Nike
NKE
$54B
$6.64M 0.14%
69,413
+5,520
+9% +$568K
APD icon
173
Air Products & Chemicals
APD
$65B
$6.6M 0.14%
23,285
+591
+3% +$173K
ARCC icon
174
Ares Capital
ARCC
$13.9B
$6.59M 0.14%
338,448
+16,623
+5% +$322K
FANG icon
175
Diamondback Energy
FANG
$55.5B
$6.59M 0.14%
42,540
+22,627
+114% +$3.34M
5 6
7
8 9

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OAM
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AAMU
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SIMG
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VA
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CF
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MU
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ACM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, up from 23% a quarter earlier, followed by Technology and Financials.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.