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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
1576
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
– –
-2,378
Closed -$254K
VERO
1577
DELISTED
Venus Concept
VERO
– –
-94
Closed -$48K
VIPS icon
1578
Vipshop
VIPS
$7.3B
– –
-50,783
Closed -$1.02M
VMEO
1579
DELISTED
Vimeo
VMEO
– –
-12,887
Closed -$631K
VONV icon
1580
Vanguard Russell 1000 Value ETF
VONV
$20.6B
– –
-4,257
Closed -$296K
VPU
1581
Vanguard Utilities ETF
VPU
$8.52B
– –
-1,714
Closed -$238K
VVR icon
1582
Invesco Senior Income Trust
VVR
$459M
– –
-15,500
Closed -$69K
WDC icon
1583
Western Digital
WDC
$184B
– –
-5,332
Closed -$286K
WW
1584
DELISTED
WW International
WW
– –
-9,314
Closed -$337K
XPH icon
1585
State Street SPDR S&P Pharmaceuticals ETF
XPH
$488M
– –
-4,048
Closed -$210K
XPEV icon
1586
XPeng
XPEV
$12.4B
– –
-7,150
Closed -$318K
XRX icon
1587
Xerox
XRX
$456M
– –
-9,218
Closed -$217K
XSD icon
1588
State Street SPDR S&P Semiconductor ETF
XSD
$2.69B
– –
-1,076
Closed -$207K
YALA
1589
Yalla Group
YALA
$817M
– –
-37,648
Closed -$753K
Z icon
1590
Zillow
Z
$7.71B
– –
-7,571
Closed -$925K
ZG icon
1591
Zillow
ZG
$7.79B
– –
-6,295
Closed -$771K
PVLA
1592
Palvella Therapeutics
PVLA
$2.15B
– –
-153
Closed -$47K
SRCL
1593
DELISTED
Stericycle Inc
SRCL
– –
-13,737
Closed -$983K
ORAN
1594
DELISTED
Orange
ORAN
– –
-31,353
Closed -$359K
AIF
1595
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-15,206
Closed -$238K
DMTK
1596
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-8,366
Closed -$348K
GMDA
1597
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
– –
-10,800
Closed -$69K
FTCH
1598
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-26,999
Closed -$1.36M
PDCE
1599
DELISTED
PDC Energy, Inc.
PDCE
– –
-8,090
Closed -$370K
LHCG
1600
DELISTED
LHC Group LLC
LHCG
– –
-1,115
Closed -$223K
61 62 63
64
65

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.