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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
1551
iShares S&P 100 ETF
OEF
$19.9B
– –
-2,874
Closed -$564K
OPK icon
1552
Opko Health
OPK
$993M
– –
-13,500
Closed -$55K
OTRK
1553
DELISTED
Ontrak
OTRK
– –
-154
Closed -$450K
PAC icon
1554
Grupo Aeroportuario del Pacifico
PAC
$13.1B
– –
-3,935
Closed -$421K
PACB icon
1555
Pacific Biosciences
PACB
$460M
– –
-13,171
Closed -$461K
PCK
1556
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-38,149
Closed -$367K
PETS icon
1557
PetMed Express
PETS
$42.3M
– –
-11,765
Closed -$375K
PEY icon
1558
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
– –
-25,836
Closed -$534K
PICK icon
1559
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.24B
– –
-7,784
Closed -$352K
PIE icon
1560
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$231M
– –
-7,708
Closed -$211K
PLBY icon
1561
Playboy Inc
PLBY
$133M
– –
-6,815
Closed -$265K
PSCI icon
1562
Invesco S&P SmallCap Industrials ETF
PSCI
$183M
– –
-5,457
Closed -$508K
PSMT icon
1563
Pricesmart
PSMT
$5.94B
– –
-67,900
Closed -$6.18M
PTA icon
1564
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
– –
-9,400
Closed -$238K
PTF icon
1565
Invesco Dorsey Wright Technology Momentum ETF
PTF
$586M
– –
-4,851
Closed -$242K
RDUS
1566
DELISTED
Radius Recycling
RDUS
– –
-23,954
Closed -$1.18M
RSI icon
1567
Rush Street Interactive
RSI
$2.76B
– –
-10,307
Closed -$126K
RVNU icon
1568
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$142M
– –
-13,005
Closed -$384K
SBS icon
1569
Sabesp
SBS
$19.2B
– –
-960,970
Closed -$1.38M
SXC icon
1570
SunCoke Energy
SXC
$717M
– –
-36,297
Closed -$259K
TEX icon
1571
Terex
TEX
$7.11B
– –
-15,945
Closed -$760K
TGTX icon
1572
TG Therapeutics
TGTX
$8.19B
– –
-5,400
Closed -$209K
UHT
1573
Universal Health Realty Income Trust
UHT
$608M
– –
-3,850
Closed -$237K
VALE icon
1574
Vale
VALE
$63.8B
– –
-26,274
Closed -$599K
VAW icon
1575
Vanguard Materials ETF
VAW
$3.02B
– –
-2,207
Closed -$399K
61 62
63
64 65

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.