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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIO icon
1526
Helios Technologies
HLIO
$2.61B
– –
-3,000
Closed -$234K
HMY icon
1527
Harmony Gold Mining
HMY
$9.82B
– –
-196,818
Closed -$734K
HTH icon
1528
Hilltop Holdings
HTH
$2.26B
– –
-9,382
Closed -$342K
HYT icon
1529
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-10,200
Closed -$126K
HZO icon
1530
MarineMax
HZO
$761M
– –
-8,214
Closed -$400K
ILF icon
1531
iShares Latin America 40 ETF
ILF
$3.86B
– –
-10,551
Closed -$333K
INO icon
1532
Inovio Pharmaceuticals
INO
$54.2M
– –
-1,026
Closed -$114K
IQV icon
1533
IQVIA
IQV
$38.5B
– –
-2,554
Closed -$619K
ITRI icon
1534
Itron
ITRI
$4.35B
– –
-3,104
Closed -$310K
IYT icon
1535
iShares US Transportation ETF
IYT
$2.26B
– –
-4,884
Closed -$317K
IYZ icon
1536
iShares US Telecommunications ETF
IYZ
$1.2B
– –
-7,471
Closed -$248K
JFR icon
1537
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-15,907
Closed -$159K
M icon
1538
Macy's
M
$6.52B
– –
-10,480
Closed -$199K
MC icon
1539
Moelis & Co
MC
$4.98B
– –
-5,486
Closed -$312K
MCHI icon
1540
iShares MSCI China ETF
MCHI
$6.3B
– –
-3,377
Closed -$278K
MERC icon
1541
Mercer International
MERC
$38.9M
– –
-30,804
Closed -$393K
MGRC icon
1542
McGrath RentCorp
MGRC
$2.83B
– –
-4,500
Closed -$367K
MJ icon
1543
Amplify Alternative Harvest ETF
MJ
$102M
– –
-4,728
Closed -$1.17M
MTA
1544
Metalla Royalty & Streaming
MTA
$687M
– –
-87,906
Closed -$752K
MTH icon
1545
Meritage Homes
MTH
$4.64B
– –
-5,328
Closed -$251K
MUC icon
1546
BlackRock MuniHoldings California Quality Fund
MUC
$996M
– –
-10,346
Closed -$165K
MUNI icon
1547
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
– –
-12,492
Closed -$709K
NHI icon
1548
National Health Investors
NHI
$3.69B
– –
-6,202
Closed -$416K
NTES icon
1549
NetEase
NTES
$85.1B
– –
-8,934
Closed -$1.03M
NXST icon
1550
Nexstar Media Group
NXST
$5.83B
– –
-3,572
Closed -$528K
60 61
62
63 64

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WA
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.