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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCO
1526
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-40,001
Closed -$71K
CQB
1527
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-15,381
Closed -$180K
CCI.PRA
1528
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-10,000
Closed -$1M
JGG
1529
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
– –
-10,586
Closed -$121K
NYC
1530
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
– –
-2,967
Closed -$281K
ASP
1531
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-24,900
Closed -$223K
UNS
1532
DELISTED
UNS ENERGY CORP COM
UNS
– –
-9,894
Closed -$592K
LSI
1533
DELISTED
LSI CORPORATION
LSI
– –
-93,698
Closed -$1.03M
KFN
1534
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
– –
-14,800
Closed -$181K
ACCL
1535
DELISTED
Accelrys Inc
ACCL
– –
-18,981
Closed -$181K
CSE
1536
DELISTED
CAPITALSOURCE INC
CSE
– –
-65,072
Closed -$935K
PACT
1537
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
– –
-27,891
Closed -$199K
PVR
1538
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-88,287
Closed -$2.37M
LEAP
1539
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-11,983
Closed -$209K
GIVN
1540
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-15,574
Closed -$468K
MCP.PRA
1541
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
– –
-18,500
Closed -$226K
VCI
1542
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
– –
-28,984
Closed -$993K
DRCO
1543
DELISTED
DYNAMICS RESEARCH CORP
DRCO
– –
-15,000
Closed -$172K
HMA
1544
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-73,318
Closed -$960K
VPHM
1545
DELISTED
VIROPHARMA INC
VPHM
– –
-12,102
Closed -$603K
MCBI
1546
DELISTED
METROCORP BANCSHARES INC
MCBI
– –
-14,081
Closed -$212K
ASIA
1547
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-15,550
Closed -$186K
EVAC
1548
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
– –
-10,000
Closed -$102K
LPS
1549
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-36,965
Closed -$1.38M
SNTS
1550
DELISTED
SANTARUS INC
SNTS
– –
-105,591
Closed -$3.38M
59 60 61
62
63

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.