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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
1501
Coherent
COHR
$48.7B
– –
-3,203
Closed -$233K
CRSR icon
1502
Corsair Gaming
CRSR
$1.14B
– –
-12,882
Closed -$429K
CTRA
1503
DELISTED
Coterra Energy
CTRA
– –
-11,643
Closed -$203K
CVBF icon
1504
CVB Financial
CVBF
$4B
– –
-12,000
Closed -$247K
DB icon
1505
Deutsche Bank
DB
$69.6B
– –
-42,148
Closed -$551K
DEM icon
1506
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-4,667
Closed -$213K
DOCN icon
1507
DigitalOcean
DOCN
$14.1B
– –
-10,175
Closed -$565K
EDIT icon
1508
Editas Medicine
EDIT
$413M
– –
-8,736
Closed -$495K
EEFT icon
1509
Euronet Worldwide
EEFT
$2.92B
– –
-1,550
Closed -$210K
EMD
1510
Western Asset Emerging Markets Debt Fund
EMD
$611M
– –
-15,199
Closed -$213K
EMQQ icon
1511
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$272M
– –
-4,088
Closed -$259K
EQH icon
1512
Equitable Holdings
EQH
$13.3B
– –
-8,434
Closed -$257K
ETJ
1513
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-25,245
Closed -$291K
EUM icon
1514
ProShares Trust Short MSCI Emerging Markets
EUM
$9.7M
– –
-15,132
Closed -$355K
EWJ icon
1515
iShares MSCI Japan ETF
EWJ
$22.1B
– –
-3,979
Closed -$269K
EWY icon
1516
iShares MSCI South Korea ETF
EWY
$22.5B
– –
-2,635
Closed -$246K
FFTY icon
1517
CapForce IBD 50 ETF
FFTY
$80.3M
– –
-5,700
Closed -$264K
FIGS icon
1518
FIGS
FIGS
$1.75B
– –
-4,931
Closed -$247K
FIZZ icon
1519
National Beverage
FIZZ
$3B
– –
-9,400
Closed -$444K
FPF
1520
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-11,873
Closed -$299K
FRA icon
1521
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
– –
-12,600
Closed -$167K
FUTU icon
1522
Futu Holdings
FUTU
$14.5B
– –
-1,336
Closed -$239K
GGT
1523
Gabelli Multimedia Trust
GGT
$168M
– –
-13,538
Closed -$150K
GSAT icon
1524
Globalstar
GSAT
$10.3B
– –
-667
Closed -$18K
GTN icon
1525
Gray Television
GTN
$417M
– –
-11,000
Closed -$257K
59 60
61
62 63

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.