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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACFC
1501
DELISTED
Atlantic Coast Financial Corporation
ACFC
– –
-30,000
Closed -$130K
CPN
1502
DELISTED
Calpine Corporation
CPN
– –
-13,200
Closed -$257K
BSFT
1503
DELISTED
BroadSoft, Inc.
BSFT
– –
-8,547
Closed -$234K
SSNI
1504
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-28,310
Closed -$595K
CST
1505
DELISTED
CST Brands, Inc.
CST
– –
-20,316
Closed -$746K
CIE
1506
DELISTED
Cobalt International Energy, Inc
CIE
– –
-1,337
Closed -$330K
ROSG
1507
DELISTED
Rosetta Genomics Ltd.
ROSG
– –
-3,750
Closed -$131K
LGF
1508
DELISTED
Lions Gate Entertainment
LGF
– –
-9,749
Closed -$309K
TLOG
1509
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
– –
-1,072,115
Closed -$10.2M
COSI
1510
DELISTED
COSI INC NEW COM STK (DE)
COSI
– –
-15,000
Closed -$25K
NQM
1511
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-12,115
Closed -$164K
NPM
1512
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-16,512
Closed -$207K
FWM
1513
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-10,542
Closed -$191K
JMI
1514
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-20,300
Closed -$283K
LF
1515
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-11,000
Closed -$87K
HMIN
1516
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
– –
-10,000
Closed -$436K
SWI
1517
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-19,476
Closed -$737K
GOMO
1518
DELISTED
SUNGY MOBILE LTD ADS
GOMO
– –
-20,001
Closed -$411K
SWU
1519
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-12,827
Closed -$1.59M
RYL
1520
DELISTED
RYLAND GROUP INC
RYL
– –
-5,203
Closed -$226K
BRLI
1521
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-35,272
Closed -$901K
MRH
1522
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-12,844
Closed -$374K
RALY
1523
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-30,225
Closed -$588K
EVRY
1524
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
– –
-32,189
Closed -$267K
PETM
1525
DELISTED
PETSMART INC
PETM
– –
-7,067
Closed -$514K
59 60
61
62 63

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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.