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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WATT icon
1476
Energous
WATT
$77.2M
– –
-25
Closed -$3.61K
WING icon
1477
Wingstop
WING
$3.66B
– –
-7,417
Closed -$1.48M
XHE icon
1478
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
– –
-2,465
Closed -$243K
YEXT icon
1479
Yext
YEXT
$552M
– –
-42,414
Closed -$480K
Z icon
1480
Zillow
Z
$7.71B
– –
-13,944
Closed -$701K
PVLA
1481
Palvella Therapeutics
PVLA
$2.15B
– –
-131
Closed -$1.74K
ORAN
1482
DELISTED
Orange
ORAN
– –
-23,812
Closed -$277K
PRFT
1483
DELISTED
Perficient Inc
PRFT
– –
-3,900
Closed -$325K
LSXMK
1484
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-13,935
Closed -$353K
SWAV
1485
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-1,987
Closed -$567K
PACW
1486
DELISTED
PacWest Bancorp
PACW
– –
-11,119
Closed -$90.6K
VMW
1487
DELISTED
VMware, Inc
VMW
– –
-1,846
Closed -$265K
TRHC
1488
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-12,968
Closed -$107K
MMP
1489
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-11,113
Closed -$693K
SBIG
1490
DELISTED
SpringBig Holdings, Inc. Common Stock
SBIG
– –
-50,000
Closed -$22.3K
MTEM
1491
DELISTED
Molecular Templates, Inc.
MTEM
– –
-1,333
Closed -$9.6K
USX
1492
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-68,680
Closed -$422K
JRO
1493
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-31,844
Closed -$248K
56 57 58 59
60

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.