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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
1476
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
– –
-6,539
Closed -$382K
WT icon
1477
WisdomTree
WT
$2.88B
– –
-29,913
Closed -$529K
BECN
1478
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-19,710
Closed -$794K
BIOL
1479
DELISTED
Biolase, Inc.
BIOL
– –
-2
Closed -$57K
AMJ
1480
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-6,714
Closed -$311K
DOOR
1481
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-7,500
Closed -$450K
FIF
1482
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-13,650
Closed -$284K
VJET
1483
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-1,669
Closed -$329K
MDRX
1484
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-20,000
Closed -$309K
PACW
1485
DELISTED
PacWest Bancorp
PACW
– –
-19,733
Closed -$833K
SVVC
1486
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-10,637
Closed -$246K
AJRD
1487
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-132,560
Closed -$2.39M
BSMX
1488
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-10,981
Closed -$150K
DEX
1489
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-10,632
Closed -$130K
FCRD
1490
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-16,241
Closed -$268K
ALBO
1491
DELISTED
Albireo Pharma Inc
ALBO
– –
-667
Closed -$46K
NPTN
1492
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-10,600
Closed -$75K
XONE
1493
DELISTED
The ExOne Company
XONE
– –
-5,609
Closed -$339K
MXIM
1494
DELISTED
Maxim Integrated Products
MXIM
– –
-8,656
Closed -$241K
GMLP
1495
DELISTED
Golar LNG Partners LP
GMLP
– –
-7,275
Closed -$220K
OCSI
1496
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-23,800
Closed -$315K
WMGI
1497
DELISTED
Wright Medical Group Inc
WMGI
– –
-7,300
Closed -$224K
ROYT
1498
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-18,020
Closed -$229K
APB
1499
DELISTED
Asia Pacific Fund
APB
– –
-28,250
Closed -$297K
CALL
1500
DELISTED
magicJack VocalTec Ltd
CALL
– –
-42,096
Closed -$502K
58 59
60
61 62

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.