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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
126
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$8.55M 0.18%
169,189
-39,427
-19% -$1.98M
CP icon
127
Canadian Pacific Kansas City
CP
$78.3B
$8.51M 0.18%
110,563
+2,130
+2% +$164K
SCHW
128
Charles Schwab
SCHW
$181B
$8.44M 0.18%
161,105
+68,521
+74% +$5.02M
NEM icon
129
Newmont
NEM
$101B
$8.42M 0.18%
171,829
+24,330
+16% +$1.18M
NFLX icon
130
Netflix
NFLX
$305B
$8.41M 0.18%
243,340
+22,970
+10% +$760K
ADP icon
131
Automatic Data Processing
ADP
$105B
$8.33M 0.18%
37,411
+2,700
+8% +$609K
PANW icon
132
Palo Alto Networks
PANW
$265B
$8.32M 0.18%
83,306
+5,026
+6% +$426K
NVGS icon
133
Navigator Holdings
NVGS
$1.37B
$8.28M 0.18%
591,426
-20,150
-3% -$261K
LIN icon
134
Linde
LIN
$235B
$8M 0.17%
22,518
+890
+4% +$298K
AMAT icon
135
Applied Materials
AMAT
$398B
$8M 0.17%
65,108
+9,259
+17% +$1.06M
CMCSA icon
136
Comcast
CMCSA
$84B
$7.92M 0.17%
208,959
-2,842
-1% -$107K
VB icon
137
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$7.88M 0.17%
41,584
+8,766
+27% +$1.7M
XYL icon
138
Xylem
XYL
$27.3B
$7.8M 0.17%
74,466
+92
+0.1% +$9.61K
CWB icon
139
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$7.74M 0.16%
115,387
-3,311
-3% -$222K
VTV icon
140
Vanguard Morningstar Value ETF
VTV
$188B
$7.74M 0.16%
56,011
+1,390
+3% +$195K
KMI icon
141
Kinder Morgan
KMI
$70.5B
$7.71M 0.16%
440,433
+26,184
+6% +$466K
VIG icon
142
Vanguard Dividend Appreciation ETF
VIG
$112B
$7.66M 0.16%
49,758
+184
+0.4% +$28.2K
CHE icon
143
Chemed
CHE
$7.1B
$7.64M 0.16%
14,202
-305
-2% -$156K
CRM icon
144
Salesforce
CRM
$148B
$7.59M 0.16%
38,010
-7,737
-17% -$1.31M
DUK icon
145
Duke Energy
DUK
$98.4B
$7.53M 0.16%
78,040
+3,568
+5% +$352K
MLM icon
146
Martin Marietta Materials
MLM
$32.4B
$7.5M 0.16%
21,129
+44
+0.2% +$15.4K
AZO icon
147
AutoZone
AZO
$49.1B
$7.48M 0.16%
3,041
-468
-13% -$1.14M
CB icon
148
Chubb
CB
$135B
$7.46M 0.16%
38,398
+1,126
+3% +$237K
BCE icon
149
BCE
BCE
$20.2B
$7.39M 0.16%
165,050
+13,245
+9% +$598K
ALL icon
150
Allstate
ALL
$68.3B
$7.38M 0.16%
66,619
+1,487
+2% +$188K
4 5
6
7 8

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.