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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
126
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$9.22M 0.17%
181,819
+122,391
+206% +$6.21M
DUK icon
127
Duke Energy
DUK
$98.4B
$9.22M 0.17%
94,483
-1,375
-1% -$142K
LHX icon
128
L3Harris
LHX
$50.7B
$9.13M 0.17%
41,444
+514
+1% +$117K
PARA
129
DELISTED
Paramount Global Class B
PARA
$9.02M 0.17%
228,371
+17,942
+9% +$731K
EFA icon
130
iShares MSCI EAFE ETF
EFA
$78.5B
$8.98M 0.17%
115,122
+1,074
+0.9% +$85.9K
TFC icon
131
Truist Financial
TFC
$63.5B
$8.67M 0.16%
147,894
+2,992
+2% +$167K
FLOT icon
132
iShares Floating Rate Bond ETF
FLOT
$10.2B
$8.6M 0.16%
169,126
+11,074
+7% +$562K
UPS icon
133
United Parcel Service
UPS
$89.5B
$8.57M 0.16%
47,089
+592
+1% +$117K
SPIP icon
134
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$8.49M 0.16%
273,000
– –
XLC icon
135
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$8.48M 0.16%
105,924
+31,714
+43% +$2.63M
APD icon
136
Air Products & Chemicals
APD
$66.8B
$8.46M 0.16%
33,035
+2,392
+8% +$662K
VB icon
137
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$8.45M 0.16%
38,652
+1,529
+4% +$340K
AMAT icon
138
Applied Materials
AMAT
$398B
$8.44M 0.16%
65,543
-2,410
-4% -$327K
SUB icon
139
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$8.41M 0.16%
78,166
+6,754
+9% +$728K
TMUS icon
140
T-Mobile US
TMUS
$186B
$8.37M 0.16%
65,544
+11,020
+20% +$1.53M
IGSB icon
141
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$8.3M 0.16%
151,960
+842
+0.6% +$46.1K
DGX icon
142
Quest Diagnostics
DGX
$25.9B
$8.26M 0.15%
56,844
+1,017
+2% +$149K
MLM icon
143
Martin Marietta Materials
MLM
$32.4B
$8.26M 0.15%
24,170
+1,158
+5% +$421K
TIP icon
144
iShares TIPS Bond ETF
TIP
$14.5B
$8.23M 0.15%
64,431
+5,267
+9% +$679K
SONY icon
145
Sony
SONY
$134B
$8.21M 0.15%
371,335
+815
+0.2% +$17.1K
EEM icon
146
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$8.13M 0.15%
161,324
-97,809
-38% -$5.09M
ALLY icon
147
Ally Financial
ALLY
$13.2B
$8.05M 0.15%
157,760
+686
+0.4% +$35.5K
OKE icon
148
Oneok
OKE
$56.1B
$7.96M 0.15%
137,321
+26,391
+24% +$1.42M
CLF icon
149
Cleveland-Cliffs
CLF
$6.64B
$7.91M 0.15%
399,150
+101,322
+34% +$2.31M
IWF icon
150
iShares Russell 1000 Growth ETF
IWF
$120B
$7.88M 0.15%
115,020
-31,596
-22% -$2.24M
4 5
6
7 8

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.