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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
126
Novo Nordisk
NVO
$228B
$5.85M 0.21%
345,800
+12,930
+4% +$217K
WPX
127
DELISTED
WPX Energy, Inc.
WPX
$5.78M 0.2%
299,903
+6,534
+2% +$126K
IXJ icon
128
iShares Global Healthcare ETF
IXJ
$4.11B
$5.71M 0.2%
143,706
+6,070
+4% +$238K
WMT icon
129
Walmart Inc
WMT
$884B
$5.71M 0.2%
231,447
+2,040
+0.9% +$51.4K
DIS icon
130
Walt Disney
DIS
$167B
$5.71M 0.2%
88,468
+11,385
+15% +$730K
EMC
131
DELISTED
EMC CORPORATION
EMC
$5.68M 0.2%
222,363
+15,562
+8% +$404K
IWM icon
132
iShares Russell 2000 ETF
IWM
$80.2B
$5.57M 0.2%
52,267
+9,726
+23% +$1.01M
ESRX
133
DELISTED
Express Scripts Holding Company
ESRX
$5.53M 0.19%
89,559
+2,464
+3% +$159K
ELV icon
134
Elevance Health
ELV
$81.6B
$5.51M 0.19%
65,915
+35,995
+120% +$3.08M
TGT icon
135
Target
TGT
$65.6B
$5.5M 0.19%
86,030
+15,702
+22% +$1.07M
MENT
136
DELISTED
Mentor Graphics Corp
MENT
$5.47M 0.19%
234,071
+812
+0.3% +$17.4K
CMI icon
137
Cummins
CMI
$87.3B
$5.46M 0.19%
41,072
+14,363
+54% +$1.77M
CB
138
DELISTED
CHUBB CORPORATION
CB
$5.38M 0.19%
60,240
-32
-0.1% -$2.77K
SHY icon
139
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$5.38M 0.19%
63,633
+11,454
+22% +$966K
IXG icon
140
iShares Global Financials ETF
IXG
$679M
$5.36M 0.19%
101,941
+3,235
+3% +$167K
CMCSA icon
141
Comcast
CMCSA
$84B
$5.34M 0.19%
236,546
+17,852
+8% +$389K
CLB icon
142
Core Laboratories
CLB
$477M
$5.29M 0.19%
31,245
+600
+2% +$93.1K
USB icon
143
US Bancorp
USB
$98B
$5.18M 0.18%
141,699
+8,432
+6% +$312K
AZZ icon
144
AZZ Inc
AZZ
$4.36B
$5.16M 0.18%
123,350
+81,350
+194% +$3.14M
CVE icon
145
Cenovus Energy
CVE
$56.5B
$5.09M 0.18%
170,690
-268
-0.2% -$7.92K
IBB icon
146
iShares Biotechnology ETF
IBB
$9.52B
$5.08M 0.18%
72,723
+4,698
+7% +$308K
LGCY
147
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$4.98M 0.18%
184,220
+3,445
+2% +$93K
AMT icon
148
American Tower
AMT
$81.3B
$4.94M 0.17%
66,638
+8,348
+14% +$603K
NEE icon
149
NextEra Energy
NEE
$183B
$4.94M 0.17%
246,412
+29,588
+14% +$611K
UPS icon
150
United Parcel Service
UPS
$89.5B
$4.87M 0.17%
53,294
+1,787
+3% +$157K
4 5
6
7 8

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WJWM
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WA
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.