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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
1451
TriCo Bancshares
TCBK
$1.85B
– –
-6,157
Closed -$314K
THW
1452
abrdn World Healthcare Fund
THW
$536M
– –
-10,107
Closed -$148K
TITN icon
1453
Titan Machinery
TITN
$413M
– –
-14,870
Closed -$591K
TOON icon
1454
Kartoon Studios
TOON
$35.1M
– –
-3,895
Closed -$18.1K
TUR icon
1455
iShares MSCI Turkey ETF
TUR
$198M
– –
-7,960
Closed -$295K
UMC icon
1456
United Microelectronic
UMC
$47.5B
– –
-30,554
Closed -$200K
VIXM icon
1457
ProShares VIX Mid-Term Futures ETF
VIXM
$56.3M
– –
-19,374
Closed -$588K
VVV icon
1458
Valvoline
VVV
$4.9B
– –
-25,274
Closed -$825K
WAL icon
1459
Western Alliance Bancorporation
WAL
$8.87B
– –
-4,500
Closed -$268K
WEA
1460
Western Asset Premier Bond Fund
WEA
$123M
– –
-23,947
Closed -$255K
WRB icon
1461
W.R. Berkley
WRB
$27.2B
– –
-6,750
Closed -$327K
WU icon
1462
Western Union
WU
$2.4B
– –
-10,148
Closed -$140K
XYLD icon
1463
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
– –
-8,321
Closed -$328K
Z icon
1464
Zillow
Z
$7.71B
– –
-8,961
Closed -$289K
ORTX
1465
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-1,150
Closed -$4.27K
IBDO
1466
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-49,426
Closed -$1.24M
NATI
1467
DELISTED
National Instruments Corp
NATI
– –
-19,134
Closed -$706K
AMRS
1468
DELISTED
Amyris Inc.
AMRS
– –
-29,722
Closed -$45.5K
AJRD
1469
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-16,400
Closed -$917K
NEE.PRP
1470
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-5,000
Closed -$254K
VLDR
1471
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-90,722
Closed -$67K
SJI
1472
DELISTED
South Jersey Industries, Inc.
SJI
– –
-6,901
Closed -$245K
EAR
1473
DELISTED
Eargo, Inc. Common Stock
EAR
– –
-1,476
Closed -$17K
NID
1474
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-14,862
Closed -$195K
DOC
1475
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-63,996
Closed -$926K
55 56 57 58
59

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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.