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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+9.03%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.72B
AUM Growth
+$377M
Cap. Flow
-$47.5M
Cap. Flow %
-0.83%
Top 10 Hldgs %
18.31%
Holding
1,615
New
130
Increased
604
Reduced
665
Closed
130

Top Buys

Rank Stock Value
1
GTO icon
Invesco Total Return Bond ETF
GTO
+$7.51M
2
CP icon
Canadian Pacific Kansas City
CP
+$7.48M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$7.09M
4
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$6.88M
5
ALL icon
Allstate
ALL
+$6.34M

Top Sells

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.9M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$9.57M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$8.34M
4
AAPL icon
Apple
AAPL
+$7.61M
5
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.38M

Sector Composition

Rank Sector Weight
1 Technology 19.17%
2 Financials 10.88%
3 Healthcare 10.31%
4 Consumer Discretionary 9.37%
5 Industrials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNTH icon
1451
Dianthus Therapeutics
DNTH
$6.16B
$89K ﹤0.01%
1,250
– –
CFMS
1452
DELISTED
Conformis, Inc. Common Stock
CFMS
$86K ﹤0.01%
4,493
+1,683
+60% +$43.1K
PPT
1453
Franklin Premier Income Trust
PPT
$323M
$85K ﹤0.01%
19,800
-4,900
-20% -$21.6K
AUY
1454
DELISTED
Yamana Gold, Inc.
AUY
$80K ﹤0.01%
18,890
+8,482
+81% +$35.1K
BARK icon
1455
BARK
BARK
$77.6M
$79K ﹤0.01%
936
-217
-19% -$24.9K
PGEN icon
1456
Precigen
PGEN
$2.12B
$77K ﹤0.01%
20,800
-1,900
-8% -$8.18K
TCRT icon
1457
Alaunos Therapeutics
TCRT
$4.59M
$77K ﹤0.01%
473
-382
-45% -$83.9K
MBIO icon
1458
Mustang Bio
MBIO
$4.5M
$75K ﹤0.01%
60
-2
-3% -$3.23K
FPL
1459
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$75K ﹤0.01%
13,764
+106
+0.8% +$596
BRW
1460
Saba Capital Income & Opportunities Fund
BRW
$342M
$68K ﹤0.01%
7,535
-195
-3% -$1.78K
CURI icon
1461
CuriosityStream
CURI
$143M
$65K ﹤0.01%
10,985
-24,350
-69% -$205K
KGC icon
1462
Kinross Gold
KGC
$28.2B
$59K ﹤0.01%
+10,192
New +$60.9K
ENIA
1463
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$54K ﹤0.01%
+10,000
New +$59.3K
SURF
1464
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$53K ﹤0.01%
11,049
-21,348
-66% -$138K
TOON icon
1465
Kartoon Studios
TOON
$35.1M
$52K ﹤0.01%
4,999
-320
-6% -$4.18K
AEG icon
1466
Aegon
AEG
$14B
$51K ﹤0.01%
10,752
– –
CGEN icon
1467
Compugen
CGEN
$220M
$49K ﹤0.01%
+11,500
New +$62.2K
AQB icon
1468
AquaBounty Technologies
AQB
$4.68M
$44K ﹤0.01%
1,054
+30
+3% +$1.93K
NBSE
1469
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$44K ﹤0.01%
788
+270
+52% +$18.1K
NGD
1470
DELISTED
New Gold Inc
NGD
$40K ﹤0.01%
26,946
– –
SENS icon
1471
Senseonics Holdings Inc
SENS
$265M
$40K ﹤0.01%
750
– –
APPH
1472
DELISTED
AppHarvest, Inc. Common Stock
APPH
$40K ﹤0.01%
10,100
-15,350
-60% -$82K
FAX
1473
abrdn Asia-Pacific Income Fund
FAX
$597M
$38K ﹤0.01%
1,667
-833
-33% -$20.4K
IEAWW
1474
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$35K ﹤0.01%
25,000
– –
KALA icon
1475
KALA BIO
KALA
$13.6M
$34K ﹤0.01%
11
-5
-31% -$23.2K
57 58
59
60 61

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2021 Portfolio in Review

As of Q4 2021, Oppenheimer & Co held 1,615 positions worth $5.72B, up 7.1% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q4 2021 filing shows 130 new, 604 increased, 665 reduced and 130 closed positions. Its largest new stake was Invesco Total Return Bond ETF: 132,838 shares worth $7.49M. The largest sale was Global X S&P 500 Covered Call ETF, an estimated $49.9M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q4 2021 buy was Invesco Total Return Bond ETF: 132,838 shares worth $7.49M.
  • Oppenheimer & Co added most to Canadian Pacific Kansas City in Q4 2021, an estimated $7.48M increase.
  • Oppenheimer & Co's biggest Q4 2021 reduction was Global X S&P 500 Covered Call ETF, cutting an estimated $49.9M.
  • Oppenheimer & Co fully exited Kansas City Southern in Q4 2021, selling an estimated $6.61M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $5.72B portfolio in Q4 2021.
  • Oppenheimer & Co opened 130 new positions and closed 130 in Q4 2021.
  • Oppenheimer & Co's portfolio value rose 7.1% quarter-over-quarter to $5.72B.

Based on Oppenheimer & Co's 13F filing for Q4 2021, filed 2 Feb 2022.