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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALI icon
1451
Palisade Bio
PALI
$341M
– –
0
– -$29K
PHM icon
1452
Pultegroup
PHM
$24.5B
– –
-164,271
Closed -$3.35M
PLG
1453
Platinum Group Metals
PLG
$168M
– –
-145
Closed -$17K
PNW icon
1454
Pinnacle West Capital
PNW
$12.3B
– –
-3,969
Closed -$210K
PODD icon
1455
Insulet
PODD
$11.5B
– –
-6,000
Closed -$223K
POST icon
1456
Post Holdings
POST
$4.21B
– –
-6,578
Closed -$212K
RCS
1457
PIMCO Strategic Income Fund
RCS
$243M
– –
-37,490
Closed -$367K
RL icon
1458
Ralph Lauren
RL
$23B
– –
-2,723
Closed -$480K
RRX icon
1459
Regal Rexnord
RRX
$13.5B
– –
-3,525
Closed -$260K
SCHW
1460
Charles Schwab
SCHW
$181B
– –
-16,525
Closed -$430K
SLM icon
1461
SLM Corp
SLM
$4.86B
– –
-27,734
Closed -$260K
SLX icon
1462
VanEck Steel ETF
SLX
$170M
– –
-20,053
Closed -$997K
SMH icon
1463
VanEck Semiconductor ETF
SMH
$65B
– –
-10,486
Closed -$222K
SNOA icon
1464
Sonoma Pharmaceuticals
SNOA
$5.41M
– –
-44
Closed -$139K
SPR
1465
DELISTED
Spirit AeroSystems
SPR
– –
-27,060
Closed -$922K
SYNA icon
1466
Synaptics
SYNA
$4.25B
– –
-24,421
Closed -$1.27M
TLT icon
1467
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-23,315
Closed -$2.38M
TPL icon
1468
Texas Pacific Land
TPL
$27.2B
– –
-22,500
Closed -$250K
TWO
1469
Two Harbors Investment
TWO
$1.27B
– –
-1,858
Closed -$137K
VCEL icon
1470
Vericel Corp
VCEL
$2.43B
– –
-10,600
Closed -$34K
VKQ icon
1471
Invesco Municipal Trust
VKQ
$541M
– –
-15,854
Closed -$184K
VSEC icon
1472
VSE Corp
VSEC
$5.37B
– –
-13,000
Closed -$312K
VYM icon
1473
Vanguard High Dividend Yield ETF
VYM
$80.9B
– –
-133,531
Closed -$8.32M
WAFD icon
1474
WaFd
WAFD
$2.69B
– –
-11,349
Closed -$264K
WEC icon
1475
WEC Energy
WEC
$35.8B
– –
-5,716
Closed -$236K
57 58
59
60 61

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CL
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WJWM
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WA
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AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.