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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEK icon
1426
Fuel Tech
FTEK
$44.9M
– –
-62,400
Closed -$442K
GBDC icon
1427
Golub Capital BDC
GBDC
$3.34B
– –
-13,375
Closed -$250K
GGB icon
1428
Gerdau
GGB
$9.74B
– –
-15,819
Closed -$99K
GOGO icon
1429
Gogo Inc
GOGO
$559M
– –
-48,501
Closed -$1.2M
H icon
1430
Hyatt Hotels
H
$16.6B
– –
-8,169
Closed -$404K
HOG icon
1431
Harley-Davidson
HOG
$2.59B
– –
-2,900
Closed -$201K
HST icon
1432
Host Hotels & Resorts
HST
$17.2B
– –
-20,227
Closed -$393K
HUN icon
1433
Huntsman Corp
HUN
$2.12B
– –
-32,151
Closed -$791K
HYS icon
1434
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-3,020
Closed -$321K
ICE icon
1435
Intercontinental Exchange
ICE
$88.4B
– –
-5,975
Closed -$269K
IIIN icon
1436
Insteel Industries
IIIN
$593M
– –
-9,500
Closed -$216K
ISHG icon
1437
iShares 1-3 Year International Treasury Bond ETF
ISHG
$837M
– –
-2,451
Closed -$231K
ISRG icon
1438
Intuitive Surgical
ISRG
$126B
– –
-16,281
Closed -$695K
IWC icon
1439
iShares Micro-Cap ETF
IWC
$1.45B
– –
-5,828
Closed -$438K
KBR icon
1440
KBR
KBR
$4.36B
– –
-23,893
Closed -$762K
KSS icon
1441
Kohl's
KSS
$2.21B
– –
-19,335
Closed -$1.1M
MMD
1442
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
– –
-14,056
Closed -$222K
MRCC
1443
DELISTED
Monroe Capital Corp
MRCC
– –
-42,600
Closed -$520K
MTB icon
1444
M&T Bank
MTB
$35.8B
– –
-2,703
Closed -$314K
MUX icon
1445
McEwen Inc
MUX
$1.06B
– –
-1,100
Closed -$22K
NBIX icon
1446
Neurocrine Biosciences
NBIX
$18.7B
– –
-13,200
Closed -$124K
NOBL icon
1447
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
– –
-32,624
Closed -$720K
NUS icon
1448
Nu Skin
NUS
$254M
– –
-1,610
Closed -$223K
NUV icon
1449
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-11,123
Closed -$100K
OII icon
1450
Oceaneering
OII
$4.74B
– –
-3,660
Closed -$288K
56 57
58
59 60

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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.