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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHS
1426
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-25,730
Closed -$534K
WCRX
1427
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-16,304
Closed -$325K
SFD
1428
DELISTED
SMITHFIELD FOODS,INC
SFD
$0 ﹤0.01%
18,430
-11,479
-38% -$384K
IN
1429
DELISTED
INTERMEC, INC.
IN
– –
-17,082
Closed -$168K
LPR
1430
DELISTED
LONE PINE RES INC
LPR
$0 ﹤0.01%
15,000
+3,000
+25% +$804
BMC
1431
DELISTED
BMC SOFTWARE, INC
BMC
– –
-6,762
Closed -$305K
PBTH
1432
DELISTED
PROLOR Biotech, Inc. Common Stock
PBTH
– –
-32,128
Closed -$202K
MAXY
1433
DELISTED
MAXYGEN INC
MAXY
– –
-59,144
Closed -$147K
MPR
1434
DELISTED
MET-PRO CORP
MPR
– –
-10,000
Closed -$134K
APA.PRD
1435
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-7,293
Closed -$348K
GDI
1436
DELISTED
GARDNER DENVER,INC
GDI
– –
-17,500
Closed -$1.32M
GRX.RT
1437
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-32,259
Closed -$5K
ET
1438
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-29,525
Closed -$996K
NFP
1439
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-52,475
Closed -$1.33M
YELL
1440
DELISTED
Yellow Corporation Common Stock
YELL
– –
-18,000
Closed -$518K
GRA
1441
DELISTED
W.R. Grace & Co.
GRA
– –
-2,600
Closed -$219K
VVUS
1442
DELISTED
Vivus Inc
VVUS
– –
-2,525
Closed -$318K
CCIH
1443
DELISTED
Chinacache International Holdings Ltd
CCIH
– –
-56,244
Closed -$227K
CYS
1444
DELISTED
CYS Investments Inc.
CYS
– –
-15,808
Closed -$146K
VNR
1445
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-7,253
Closed -$203K
RPTP
1446
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-23,282
Closed -$218K
TWC
1447
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-2,097
Closed -$235K
FON
1448
DELISTED
SPRINT CORP FON COM
FON
– –
-219,411
Closed -$1.54M
RNWK
1449
DELISTED
RealNetworks Inc
RNWK
– –
-10,258
Closed -$78K
JJA
1450
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
– –
-4,174
Closed -$212K
55 56 57
58
59

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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.