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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
1401
EQT Corp
EQT
$33B
– –
-9,996
Closed -$338K
FIS icon
1402
Fidelity National Information Services
FIS
$23.8B
– –
-4,368
Closed -$296K
FLNG icon
1403
FLEX LNG
FLNG
$1.68B
– –
-24,730
Closed -$808K
FLRN icon
1404
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-37,149
Closed -$1.13M
FMAY icon
1405
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
– –
-8,022
Closed -$282K
FNOV icon
1406
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
– –
-38,962
Closed -$1.38M
FRI icon
1407
First Trust S&P REIT Index Fund
FRI
$190M
– –
-44,941
Closed -$1.08M
FROG icon
1408
JFrog
FROG
$9.5B
– –
-12,388
Closed -$264K
FXN icon
1409
First Trust Energy AlphaDEX Fund
FXN
$382M
– –
-89,232
Closed -$1.52M
GDXJ icon
1410
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
– –
-22,709
Closed -$810K
GEO icon
1411
The GEO Group
GEO
$4.1B
– –
-10,465
Closed -$115K
GHY
1412
PGIM Global High Yield Fund
GHY
$476M
– –
-18,046
Closed -$196K
HALO icon
1413
Halozyme
HALO
$9.88B
– –
-7,899
Closed -$449K
HAS icon
1414
Hasbro
HAS
$13.4B
– –
-13,980
Closed -$853K
HYLB icon
1415
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
– –
-52,867
Closed -$1.78M
ICSH icon
1416
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
– –
-63,014
Closed -$3.15M
IMCR icon
1417
Immunocore
IMCR
$1.72B
– –
-6,385
Closed -$364K
IMO icon
1418
Imperial Oil
IMO
$62.3B
– –
-6,951
Closed -$339K
IPG
1419
DELISTED
Interpublic Group of Companies
IPG
– –
-6,242
Closed -$208K
KEY icon
1420
KeyCorp
KEY
$24.2B
– –
-20,105
Closed -$350K
LEGR icon
1421
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$130M
– –
-7,086
Closed -$243K
LVS icon
1422
Las Vegas Sands
LVS
$32.3B
– –
-9,046
Closed -$435K
NRG icon
1423
NRG Energy
NRG
$28.3B
– –
-21,473
Closed -$683K
NSA
1424
DELISTED
National Storage Affiliates Trust
NSA
– –
-10,765
Closed -$389K
NUV icon
1425
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-12,569
Closed -$108K
55 56
57
58 59

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.