We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSGX icon
1401
Descartes Systems
DSGX
$6.39B
$200K ﹤0.01%
+2,456
New +$186K
RGEN icon
1402
Repligen
RGEN
$7.03B
$200K ﹤0.01%
692
-1,566
-69% -$402K
ATI icon
1403
ATI
ATI
$24.8B
$197K ﹤0.01%
11,850
– –
DMO
1404
Western Asset Mortgage Opportunity Fund
DMO
$118M
$196K ﹤0.01%
12,683
+1,800
+17% +$28.5K
THR
1405
DELISTED
Thermon Group Holdings
THR
$194K ﹤0.01%
11,200
– –
GDO
1406
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$192K ﹤0.01%
10,630
-3,450
-25% -$63.4K
PDSB icon
1407
PDS Biotechnology
PDSB
$39.1M
$188K ﹤0.01%
12,650
+100
+0.8% +$1.25K
PTY icon
1408
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$184K ﹤0.01%
+10,042
New +$200K
MUA icon
1409
BlackRock MuniAssets Fund
MUA
$512M
$183K ﹤0.01%
+12,068
New +$196K
EVN
1410
Eaton Vance Municipal Income Trust
EVN
$416M
$182K ﹤0.01%
13,135
– –
EVG
1411
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$178K ﹤0.01%
13,341
-10,378
-44% -$141K
NNY icon
1412
Nuveen New York Municipal Value Fund
NNY
$156M
$170K ﹤0.01%
17,000
– –
CHW
1413
Calamos Global Dynamic Income Fund
CHW
$523M
$169K ﹤0.01%
17,694
+131
+0.7% +$1.4K
SIRI icon
1414
SiriusXM
SIRI
$10.4B
$168K ﹤0.01%
2,758
+18
+0.7% +$1.13K
HIO
1415
Western Asset High Income Opportunity Fund
HIO
$334M
$167K ﹤0.01%
32,140
+9
+0% +$47
APPH
1416
DELISTED
AppHarvest, Inc. Common Stock
APPH
$166K ﹤0.01%
25,450
-2,364
-8% -$23.5K
ADIL
1417
Adial Pharmaceuticals
ADIL
$7.2M
$165K ﹤0.01%
62
+17
+38% +$35.6K
HBAN icon
1418
Huntington Bancshares
HBAN
$34.5B
$165K ﹤0.01%
10,732
-8,161
-43% -$120K
RLJ icon
1419
RLJ Lodging Trust
RLJ
$1.87B
$161K ﹤0.01%
10,860
– –
BARK icon
1420
BARK
BARK
$77.6M
$158K ﹤0.01%
1,153
-24
-2% -$3.96K
WIW
1421
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$157K ﹤0.01%
11,800
– –
ENLC
1422
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$157K ﹤0.01%
22,895
– –
CS
1423
DELISTED
Credit Suisse Group
CS
$155K ﹤0.01%
15,697
-54
-0.3% -$552
FEI
1424
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$154K ﹤0.01%
21,339
– –
BOE icon
1425
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$147K ﹤0.01%
12,531
-2,503
-17% -$31K
55 56
57
58 59

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.