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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGF
1401
DELISTED
Lions Gate Entertainment
LGF
– –
-36,279
Closed -$997K
OUTR
1402
DELISTED
OUTERWALL INC
OUTR
– –
-6,410
Closed -$376K
STR
1403
DELISTED
QUESTAR CORP
STR
– –
-9,878
Closed -$236K
NPP
1404
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– –
-21,440
Closed -$309K
HTWR
1405
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-6,800
Closed -$647K
FMER
1406
DELISTED
FIRSTMERIT CORP
FMER
– –
-13,947
Closed -$280K
CVC
1407
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-16,330
Closed -$275K
VSCP
1408
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
– –
-8,570
Closed -$33K
NPT
1409
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
– –
-12,450
Closed -$158K
NMA
1410
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-16,150
Closed -$217K
TSYS
1411
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-44,053
Closed -$103K
FXEN
1412
DELISTED
FX ENERGY INC
FXEN
– –
-22,000
Closed -$71K
EROC
1413
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-18,668
Closed -$147K
WPZ
1414
DELISTED
Williams Partners L.P.
WPZ
– –
-5,682
Closed -$255K
CBST
1415
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-18,942
Closed -$915K
CNQR
1416
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-21,081
Closed -$1.72M
DNDN
1417
DELISTED
DENDREON CORPORATION
DNDN
– –
-15,340
Closed -$63K
GA
1418
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-14,936
Closed -$120K
TYN
1419
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
– –
-6,600
Closed -$209K
ARTC
1420
DELISTED
ARTHROCARE CORP
ARTC
– –
-9,173
Closed -$317K
BEAM
1421
DELISTED
BEAM INC COM STK (DE)
BEAM
– –
-3,182
Closed -$201K
PMCT
1422
DELISTED
PMC COMMERCIAL TRUST SBI
PMCT
– –
-18,600
Closed -$153K
VPHM
1423
DELISTED
VIROPHARMA INC
VPHM
– –
-11,472
Closed -$329K
ASIA
1424
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-14,300
Closed -$165K
JAXB
1425
DELISTED
JACKSONVILLE BANCORP INC FLA COM STK NEW
JAXB
– –
-500
Closed -$5K
55 56
57
58 59

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CCM
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CL
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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.