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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEM
1376
DELISTED
Molecular Templates, Inc.
MTEM
$7.6K ﹤0.01%
1,333
– –
SURF
1377
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$7.5K ﹤0.01%
10,733
– –
DMK
1378
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$1.39K ﹤0.01%
171
– –
ALRM icon
1379
Alarm.com
ALRM
$2.68B
– –
-4,098
Closed -$203K
ALSN icon
1380
Allison Transmission
ALSN
$9.57B
– –
-13,950
Closed -$580K
AMRN
1381
Amarin Corp
AMRN
$298M
– –
-550
Closed -$13.3K
AMRC icon
1382
Ameresco
AMRC
$1.09B
– –
-4,585
Closed -$262K
OPTU
1383
Optimum Communications Inc
OPTU
$290M
– –
-13,200
Closed -$60.7K
BATT icon
1384
Amplify Lithium & Battery Technology ETF
BATT
$116M
– –
-44,514
Closed -$521K
BIT icon
1385
BlackRock Multi-Sector Income Trust
BIT
$696M
– –
-16,782
Closed -$238K
BJRI icon
1386
BJ's Restaurants
BJRI
$1.56B
– –
-28,567
Closed -$754K
BLDP
1387
Ballard Power Systems
BLDP
$841M
– –
-36,317
Closed -$174K
BXMX
1388
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-13,310
Closed -$168K
CCOI icon
1389
Cogent Communications
CCOI
$663M
– –
-3,650
Closed -$208K
CCRN
1390
DELISTED
Cross Country Healthcare
CCRN
– –
-16,827
Closed -$447K
CGGR icon
1391
Capital Group Growth ETF
CGGR
$23.7B
– –
-43,397
Closed -$865K
COMT icon
1392
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
– –
-9,315
Closed -$263K
COO icon
1393
Cooper Companies
COO
$14.2B
– –
-2,840
Closed -$235K
CRL icon
1394
Charles River Laboratories
CRL
$11.3B
– –
-1,486
Closed -$324K
DAN icon
1395
Dana Inc
DAN
$2.91B
– –
-12,358
Closed -$187K
DLB icon
1396
Dolby
DLB
$4.9B
– –
-2,904
Closed -$205K
EA icon
1397
Electronic Arts
EA
$52.9B
– –
-1,778
Closed -$217K
EFZ icon
1398
ProShares Trust Short MSCI EAFE
EFZ
$10.3M
– –
-9,280
Closed -$371K
EMXC icon
1399
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.2B
– –
-4,299
Closed -$204K
EQIX icon
1400
Equinix
EQIX
$103B
– –
-936
Closed -$613K
54 55
56
57 58

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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.