We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
1376
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$210K ﹤0.01%
+10,199
New +$208K
LBRDA icon
1377
Liberty Broadband Class A
LBRDA
$4.78B
$210K ﹤0.01%
1,248
-13
-1% -$2.27K
ZWS icon
1378
Zurn Elkay Water Solutions
ZWS
$8.31B
$210K ﹤0.01%
+6,774
New +$190K
AY
1379
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$210K ﹤0.01%
6,092
+6
+0.1% +$227
SAVE
1380
DELISTED
Spirit Airlines, Inc.
SAVE
$210K ﹤0.01%
8,100
– –
BANX
1381
ArrowMark Financial
BANX
$196M
$209K ﹤0.01%
9,495
-297
-3% -$6.48K
LI icon
1382
Li Auto
LI
$14B
$209K ﹤0.01%
7,958
– –
TAIL icon
1383
Cambria Tail Risk ETF
TAIL
$148M
$209K ﹤0.01%
+11,136
New +$210K
IONQ icon
1384
IonQ
IONQ
$13.4B
$208K ﹤0.01%
+20,000
New +$203K
NJR icon
1385
New Jersey Resources
NJR
$5.91B
$208K ﹤0.01%
5,987
+35
+0.6% +$1.32K
POWI icon
1386
Power Integrations
POWI
$3.39B
$208K ﹤0.01%
+2,100
New +$203K
BHC icon
1387
Bausch Health
BHC
$2.25B
$207K ﹤0.01%
7,428
-499
-6% -$14.2K
FPXI icon
1388
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$273M
$207K ﹤0.01%
3,235
– –
ACCO icon
1389
Acco Brands
ACCO
$390M
$206K ﹤0.01%
23,948
– –
IHDG icon
1390
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.23B
$206K ﹤0.01%
4,782
– –
CYD icon
1391
China Yuchai International
CYD
$1.81B
$205K ﹤0.01%
15,050
+3,555
+31% +$51.7K
NQP
1392
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$205K ﹤0.01%
13,889
+3,495
+34% +$52.9K
CRNT icon
1393
Ceragon Networks
CRNT
$197M
$204K ﹤0.01%
58,500
– –
FANG icon
1394
Diamondback Energy
FANG
$56.2B
$204K ﹤0.01%
+2,157
New +$173K
VTEB icon
1395
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$204K ﹤0.01%
3,728
-874
-19% -$48.3K
BSJL
1396
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$204K ﹤0.01%
8,878
-85
-0.9% -$1.96K
BFK
1397
DELISTED
BlackRock Municipal Income Trust
BFK
$203K ﹤0.01%
13,706
+19
+0.1% +$294
BCAT icon
1398
BlackRock Capital Allocation Term Trust
BCAT
$1.64B
$201K ﹤0.01%
+9,968
New +$215K
DWAS icon
1399
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$431M
$201K ﹤0.01%
2,292
-3,281
-59% -$282K
SNDR icon
1400
Schneider National
SNDR
$5.98B
$201K ﹤0.01%
+8,850
New +$196K
54 55
56
57 58

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.