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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAG icon
1351
IAMGOLD
IAG
$8.42B
$37.8K ﹤0.01%
13,960
– –
UXIN
1352
Uxin Ltd
UXIN
$308M
$37.3K ﹤0.01%
1,667
-100
-6% -$2.94K
MBIO icon
1353
Mustang Bio
MBIO
$4.5M
$33.7K ﹤0.01%
123
-16
-12% -$6.56K
SIEN
1354
DELISTED
Sientra, Inc.
SIEN
$31.4K ﹤0.01%
20,380
-1
-0% -$2
VERU icon
1355
Veru
VERU
$35.6M
$31.1K ﹤0.01%
2,680
+227
+9% +$9.19K
EQRX
1356
DELISTED
EQRx, Inc. Common Stock
EQRX
$29.1K ﹤0.01%
15,000
– –
CGEN icon
1357
Compugen
CGEN
$220M
$25.6K ﹤0.01%
36,500
– –
NVTA
1358
DELISTED
Invitae Corporation
NVTA
$25.2K ﹤0.01%
18,650
+2,400
+15% +$4.73K
OTLK icon
1359
Outlook Therapeutics
OTLK
$194M
$24.9K ﹤0.01%
1,140
+25
+2% +$559
MLSS icon
1360
Milestone Scientific
MLSS
$34.6M
$24.8K ﹤0.01%
27,500
-5,000
-15% -$3.66K
RAD
1361
DELISTED
Rite Aid Corporation
RAD
$23.5K ﹤0.01%
+10,470
New +$34.7K
RGTI icon
1362
Rigetti Computing
RGTI
$4.94B
$23.1K ﹤0.01%
32,000
+1,413
+5% +$1.15K
CS
1363
DELISTED
Credit Suisse Group
CS
$22.8K ﹤0.01%
25,657
-861,300
-97% -$2.4M
BFLY icon
1364
Butterfly Network
BFLY
$2.14B
$22K ﹤0.01%
+11,700
New +$27.3K
WRN
1365
Western Copper and Gold
WRN
$476M
$18.3K ﹤0.01%
10,000
– –
RVP icon
1366
Retractable Technologies
RVP
$20.1M
$17.5K ﹤0.01%
10,020
– –
MREO
1367
Mereo BioPharma
MREO
$50.3M
$17K ﹤0.01%
24,000
– –
BARK icon
1368
BARK
BARK
$77.6M
$16.7K ﹤0.01%
+575
New +$18.2K
CD
1369
Chaince Digital Holdings
CD
$225M
$16.5K ﹤0.01%
11,250
– –
TELL
1370
DELISTED
Tellurian Inc.
TELL
$16K ﹤0.01%
13,000
– –
LOGC
1371
DELISTED
ContextLogic
LOGC
$14.6K ﹤0.01%
+1,095
New +$18.6K
VBIV
1372
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$13.2K ﹤0.01%
1,450
-587
-29% -$8.32K
FIRY
1373
Firy Inc
FIRY
$152M
$13K ﹤0.01%
1,093
– –
PVLA
1374
Palvella Therapeutics
PVLA
$2.15B
$10.2K ﹤0.01%
131
– –
WATT icon
1375
Energous
WATT
$77.2M
$8.13K ﹤0.01%
25
+8
+47% +$3.41K
53 54
55
56 57

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.