We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.WS.B
1351
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$86K ﹤0.01%
94,900
-3,000
-3% -$2.68K
KEF
1352
DELISTED
Korea Equity Fund
KEF
$85K ﹤0.01%
10,358
-7,814
-43% -$61.9K
NRO
1353
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$82K ﹤0.01%
18,130
– –
CGRN
1354
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$82K ﹤0.01%
193
+66
+52% +$23.6K
SNV
1355
DELISTED
Synovus
SNV
$81K ﹤0.01%
3,429
– –
ACUR
1356
DELISTED
Acura Pharmaceuticals
ACUR
$80K ﹤0.01%
11,000
– –
RAD
1357
DELISTED
Rite Aid Corporation
RAD
$79K ﹤0.01%
+638
New +$77.7K
ARO
1358
DELISTED
Aeropostale Inc
ARO
$79K ﹤0.01%
15,700
+5,000
+47% +$34.8K
SIGA icon
1359
SIGA Technologies
SIGA
$233M
$78K ﹤0.01%
+25,000
New +$82.8K
MVIS icon
1360
Microvision
MVIS
$85.7M
$77K ﹤0.01%
+40,000
New +$67.5K
NVAX icon
1361
Novavax
NVAX
$1.22B
$75K ﹤0.01%
838
+38
+5% +$4.25K
PLUG icon
1362
Plug Power
PLUG
$2.92B
$75K ﹤0.01%
+10,501
New +$48.5K
TGB
1363
Trekor Metals
TGB
$2.59B
$75K ﹤0.01%
38,000
+16,000
+73% +$33.2K
ERNA icon
1364
Eterna Therapeutics
ERNA
$4.05M
– –
0
– –
AFFX
1365
DELISTED
Affymetrix Inc
AFFX
$71K ﹤0.01%
+10,000
New +$80.6K
SVBI
1366
DELISTED
Severn Bancorp Inc/MD
SVBI
$68K ﹤0.01%
15,000
– –
AMPE
1367
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$64K ﹤0.01%
+33
New +$78K
DOMH icon
1368
Dominari Holdings
DOMH
$55M
$63K ﹤0.01%
15
+7
+88% +$55.5K
EROC
1369
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$59K ﹤0.01%
+11,300
New +$61.4K
DCA
1370
DELISTED
Virtus Total Return Fund
DCA
$59K ﹤0.01%
13,241
+2,500
+23% +$10.4K
ANR
1371
DELISTED
Alpha Natural Resources Inc
ANR
$58K ﹤0.01%
13,518
-47,014
-78% -$252K
ATHE
1372
Alterity Therapeutics
ATHE
$81.6M
$56K ﹤0.01%
+333
New +$184K
AAV
1373
DELISTED
Advantage Oil & Gas Ltd
AAV
$55K ﹤0.01%
11,200
– –
CTLP
1374
DELISTED
Cantaloupe
CTLP
$53K ﹤0.01%
25,566
+5,068
+25% +$10.6K
PRZM
1375
DELISTED
Prism Technologies Group, Inc
PRZM
$53K ﹤0.01%
16,000
– –
53 54
55
56 57

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.