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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
1351
New Mountain Finance
NMFC
$653M
– –
-15,829
Closed -$224K
NVG icon
1352
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
– –
-27,368
Closed -$365K
PCAR icon
1353
PACCAR
PCAR
$70.4B
– –
-13,419
Closed -$480K
PCRX icon
1354
Pacira BioSciences
PCRX
$1.06B
– –
-34,800
Closed -$1.01M
PGX icon
1355
Invesco Preferred ETF
PGX
$3.81B
– –
-19,472
Closed -$278K
PRIM icon
1356
Primoris Services
PRIM
$4.65B
– –
-41,445
Closed -$817K
REM icon
1357
iShares Mortgage Real Estate ETF
REM
$545M
– –
-9,822
Closed -$497K
RJF icon
1358
Raymond James Financial
RJF
$33.6B
– –
-15,968
Closed -$458K
SCZ icon
1359
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
– –
-5,684
Closed -$238K
SDS icon
1360
ProShares UltraShort S&P500
SDS
$420M
– –
-51
Closed -$206K
SLM icon
1361
SLM Corp
SLM
$4.86B
– –
-35,126
Closed -$287K
SRPT icon
1362
Sarepta Therapeutics
SRPT
$1.64B
– –
-10,019
Closed -$381K
THC icon
1363
Tenet Healthcare
THC
$21.8B
– –
-4,814
Closed -$221K
TRN icon
1364
Trinity Industries
TRN
$2.73B
– –
-64,025
Closed -$886K
TSM icon
1365
TSMC
TSM
$2.09T
– –
-10,768
Closed -$197K
TWO
1366
Two Harbors Investment
TWO
$1.27B
– –
-1,479
Closed -$121K
UTHR icon
1367
United Therapeutics
UTHR
$26.2B
– –
-27,960
Closed -$1.84M
UUP icon
1368
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
– –
-37,752
Closed -$852K
VEU icon
1369
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
– –
-31,000
Closed -$1.37M
VNDA icon
1370
Vanda Pharmaceuticals
VNDA
$312M
– –
-40,000
Closed -$323K
VSTM icon
1371
Verastem
VSTM
$536M
– –
-1,619
Closed -$270K
WPC icon
1372
W.P. Carey
WPC
$16.9B
– –
-3,215
Closed -$208K
WPRT
1373
Westport Fuel Systems
WPRT
$32.7M
– –
-3,096
Closed -$1.04M
WT icon
1374
WisdomTree
WT
$2.88B
– –
-35,452
Closed -$410K
XPO icon
1375
XPO
XPO
$23.4B
– –
-44,120
Closed -$276K
53 54
55
56 57

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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.