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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
1326
Alaunos Therapeutics
TCRT
$4.59M
$233K ﹤0.01%
855
-234
-21% -$71.6K
UTF icon
1327
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$232K ﹤0.01%
8,574
-2,036
-19% -$57.9K
WDI
1328
Western Asset Diversified Income Fund
WDI
$678M
$231K ﹤0.01%
+12,000
New +$239K
AAP icon
1329
Advance Auto Parts
AAP
$3.39B
$230K ﹤0.01%
+1,100
New +$229K
HWM icon
1330
Howmet Aerospace
HWM
$111B
$230K ﹤0.01%
7,351
– –
KIO
1331
KKR Income Opportunities Fund
KIO
$454M
$230K ﹤0.01%
14,050
+1,800
+15% +$29.6K
BXMX
1332
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$229K ﹤0.01%
16,091
-3,389
-17% -$49.7K
LVS icon
1333
Las Vegas Sands
LVS
$32.3B
$229K ﹤0.01%
+6,232
New +$267K
SGOL icon
1334
abrdn Physical Gold Shares ETF
SGOL
$7.01B
$229K ﹤0.01%
13,592
+512
+4% +$8.8K
XME icon
1335
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
$229K ﹤0.01%
5,490
-25,718
-82% -$1.11M
AMWL icon
1336
American Well
AMWL
$181M
$228K ﹤0.01%
1,252
– –
BGY icon
1337
BlackRock Enhanced International Dividend Trust
BGY
$521M
$228K ﹤0.01%
37,018
-3,724
-9% -$23.7K
BBBY
1338
Bed Bath & Beyond
BBBY
$472M
$228K ﹤0.01%
+3,223
New +$223K
RIV
1339
RiverNorth Opportunities Fund
RIV
$310M
$228K ﹤0.01%
13,427
+121
+0.9% +$2.19K
SDOG icon
1340
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$228K ﹤0.01%
+4,456
New +$233K
KRNT icon
1341
Kornit Digital
KRNT
$695M
$227K ﹤0.01%
+1,569
New +$207K
ETG
1342
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$226K ﹤0.01%
10,617
-5,962
-36% -$128K
MIR icon
1343
Mirion Technologies
MIR
$3.7B
$226K ﹤0.01%
22,119
-374
-2% -$3.77K
WNC icon
1344
Wabash National
WNC
$505M
$226K ﹤0.01%
+14,950
New +$221K
CPER icon
1345
United States Copper Index Fund
CPER
$761M
$225K ﹤0.01%
8,964
-11,677
-57% -$307K
UVSP icon
1346
Univest Financial
UVSP
$1.22B
$225K ﹤0.01%
8,230
-438
-5% -$11.8K
MNA icon
1347
IQ ARB Merger Arbitrage ETF
MNA
$252M
$224K ﹤0.01%
+6,799
New +$225K
OXY.WS icon
1348
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$224K ﹤0.01%
18,892
-359
-2% -$3.86K
TMFS icon
1349
Motley Fool Small-Cap Growth ETF
TMFS
$57.7M
$224K ﹤0.01%
5,721
-31
-0.5% -$1.23K
TTMI icon
1350
TTM Technologies
TTMI
$12B
$224K ﹤0.01%
17,800
-2,000
-10% -$27.5K
52 53
54
55 56

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WA
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.